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15 Sep 2011, 5:02 am
The UBS employee follows a long line of rogue traders. [read post]
15 Sep 2011, 4:42 am
The Swiss group declined to comment, other than saying the loss had been caused by “a trader” and the matter was under investigation. [read post]
15 Sep 2011, 1:18 am
A European equities trader, Kweku Adoboli, was arrested in London in connection with the case. [read post]
14 Sep 2011, 4:38 pm
The police stopped McGooggoms on Victory Boulevard near Trader Joe’s and administered field sobriety tests. [read post]
13 Sep 2011, 8:14 am
What a year it has been. [read post]
12 Sep 2011, 12:18 pm
Raj Rajaratnam is taking a much more aggressive tone in his approach to sentencing than the contrite Zvi Goffer, another convicted insider trader in the Galleon case. [read post]
12 Sep 2011, 12:17 pm
Wall Street on 9/11: After losing friends and colleagues in the terrorist attacks, a commodities trader at the New York Board of Trade considers herself "one of the luckiest people alive. [read post]
11 Sep 2011, 4:59 pm
I wonder if the Sunday closest to 9/11 will emerge as a kind of de facto holy day of obligation, especially in those Irish parts of Queens that lost awful numbers of firemen, traders and policemen ten years ago today. [read post]
10 Sep 2011, 5:00 am
The Massachusetts resident allegedly cheated and defrauded at least one customer out of over $3 million in retirements funds According to the complaint, between October 2008 and August 2010, Liskov fraudulent solicited a customer when he failed to inform that customer that he was an unsuccessful forex trader, that that forex is a risky investment. [read post]
9 Sep 2011, 12:07 pm
Wall Street on 9/11: Needing to focus on something other than devastation and heartbreak, a Merrill Lynch trader says, "We weren't going to let anyone bring us down. [read post]
9 Sep 2011, 10:07 am
According to the CFTC, Liskov “failed to inform the customer that he was an unsuccessful forex trader and that forex trading is highly volatile and extremely risky. [read post]
9 Sep 2011, 2:50 am
Here is one we have always found memorable:Victor Wald and Harry Ramos began the morning of September 11, 2001 as total strangers.Wald, a 49-year-old stockbroker at Avalon Partners on the 84th floor of the North Tower, managed to get down as far as the 55th floor – where he encountered Ramos, head trader at the May Davis Group, a small investment bank.Ramos, 46, stopped in the stairwell to aid Wald, who had suffered from rheumatic fever and was long bedridden as a child. [read post]
7 Sep 2011, 11:23 pm
The FSA in UK on 7 Sept has reported on a rather interesting decision of the Upper Tribunal (Tax and Chancery Chamber) on a case of market abuse in the commodities market by a trader. [read post]
6 Sep 2011, 11:21 am
So that's all very clear: He's a strong free trader, trade agreements are good, etc. [read post]
5 Sep 2011, 2:27 pm
Like any inside trader, the investor can expect a better than market return when he invests on the basis of his inside information.If expected return was all that mattered, each individual would invest only in the niche where he had specialized information. [read post]
3 Sep 2011, 2:34 pm
: Earlier I called it Infectious Greed--but that is Frank Partnoy's fine book about his life as a trader. [read post]
3 Sep 2011, 12:36 pm
Justice G.S. [read post]
2 Sep 2011, 7:34 pm
As we’ve discussed previously, we think that some of the major issues for managers going forward will be: Investment adviser registration for fund managers (state and SEC) Form PF (expected to be finalized sometime this year or the beginning of next year) Pay to Play FATCA issues for hedge funds Large Trader Reporting Definitional changes (Accredited Investor and Qualified Client) While we will be exploring these topics in greater depth over the coming months, the 100 Women in… [read post]
2 Sep 2011, 12:14 pm
Justice R.V. [read post]
2 Sep 2011, 9:42 am
I’ve written about it before, but it may mean less after the Court has spoken to Hall Street in the NAFTA Traders case. [read post]
