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16 Mar 2017, 1:24 pm
Financial advisors have a fiduciary duty to put their client’s needs ahead of their own. [read post]
16 Mar 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
15 Mar 2017, 6:09 am
Whenever Congress is ready to work on other legislation, Jeb Hensarling, Chairman of the House Financial Services Committee, has a law he is ready to move forward: The Financial Choice Act. [read post]
13 Mar 2017, 9:30 am
The Indiana Star reported in February that Pence used the account to communicate "with top advisors on topics ranging from security gates at the governor’s residence to the state’s response to terror attacks across the globe. [read post]
10 Mar 2017, 12:36 pm
The Trump Administration hired Flynn despite the fact it was aware both of his financial relationship with Turkey and that he had not registered under FARA. [read post]
10 Mar 2017, 6:09 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, March 8, 2017 Tags: Accountability, Accounting, Banks, BSA/AML, Compliance & ethics, Compliance and disclosure interpretation, Cybersecurity, Financial institutions, Financial regulation, Money laundering, Oversight, Risk management The Materiality Gap Between Investors, the C-Suite and Board Posted by Judy McLevey, The Conference Board, on Wednesday, March 8, 2017 Tags: Accounting, Boards of Directors,… [read post]
10 Mar 2017, 4:37 am
— via Outten & Golden Employment Law Blog If workplaces want to cut back on burnout, vacation email bans may be a good start — via ABA Journal Daily News Phishing Scams Targeting HR and Payroll Are on the Rise this Tax Season — via California Employment Law Misuse of Former Employee’s Login Credentials Leads to $5.5 Million HIPAA Settlement — via HR Daily Advisor Crushin’ it: being cybersecure in… [read post]
9 Mar 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
9 Mar 2017, 7:25 am
FINRA’s BrokerCheck provides easy access to background information on your financial advisor. [read post]
8 Mar 2017, 7:40 am
FOB, Government consultants to examine fiscal plan in NYC meetings Technical advisors to the FOB and officials and contractors for the Financial Advisory and Fiscal Agency Authority (AAFAF in Spanish) will hold a series of meetings in New York City this week to analyze the assumptions contained in Rosselló’s fiscal plan. [read post]
7 Mar 2017, 7:49 am
Our clients will soon have access to custody and clearing services that are exclusive to clients of Registered Investment Advisors, through The Bank of New York Mellon and Pershing Advisor Solutions. [read post]
6 Mar 2017, 11:06 am
We urge managers to reach out to their accounting firm if they are unsure about the treatment of any financial instruments for purposes of the RAUM calculation. [read post]
6 Mar 2017, 2:43 am
The future of financial services. [read post]
4 Mar 2017, 4:34 pm
”[7] If one objected to the publication of unnecessary intimate details in the special prosecutor’s report of President Clinton’s testimony about his relationship with Monica Lewinsky (details many felt went beyond that needed to argue the legal issues),[8] one should equally object to publishing private records of President Trump's advisor Steve Bannon’s divorce proceedings (which, unless one values ad hominem arguments, is not information necessary to critique… [read post]
4 Mar 2017, 8:49 am
Concerned about your losses investing with VSR Financial Advisor Dennis Van Patter? [read post]
3 Mar 2017, 9:30 am
What’s more, we submit that these doubts about the President’s oath will inevitably shape public and institutional reaction to his service. [read post]
2 Mar 2017, 4:30 am
, Natalie Sharpe, Senior Advisor and University Director, OmbudService at University of Alberta, Carter MacDonald, Ombudsman at Camosun College, British ColumbiaNetworking BreakConcurrent Learning SessionsCan you Apologize Sometimes? [read post]
1 Mar 2017, 7:43 pm
In this the 45th President and his advisors commits the same grave errors as European Marxist, and the current Cuba Regime that also, and with equal fervor, believe in the notion that a radical recasting of the present is necessary to preserve or acquire again a moment in time long past (the Cuban version of this tendency criticized here).Having produced his earthquake, the President spends a little bit of time suggesting the progress made in the first weeks of his administration… [read post]
1 Mar 2017, 12:55 pm
Heads up tax-exempt and governmental entities, employer and other qualified employee benefit plan sponsor, fiduciaries, administrators, and recordkeepers and their management, accountants, attorneys, and other service providers and advisors. [read post]
28 Feb 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
