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27 Dec 2017, 7:36 am by Adam Gana
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
27 Dec 2017, 7:35 am by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
21 Dec 2017, 10:39 pm by Phyllis Entis
She reported her concern to a company representative, who offered to reimburse her for the leaky packages of dog food. [read post]
21 Dec 2017, 12:08 pm by Adam Weinstein
  From May 2014 until October 2016 McTigue was associat3d with InvestaCorp, Inc. [read post]
19 Dec 2017, 3:08 pm by Marty Lederman
  [W]e do not want people to feel undignified when they walk into any place of business and do business that, you know, serves the public. . . . [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
18 Dec 2017, 2:06 pm by Adam Weinstein
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
18 Dec 2017, 5:36 am by Joshua Fox
  We will keep you posted on how this sea-change ruling impacts these cases. [read post]
15 Dec 2017, 1:02 pm by Green, Schafle & Gibbs
Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that it failed to establish, maintain, and enforce a supervisory system and WSPs reasonably designed to supervise representatives’ sales of non-traditional ETFs. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
15 Dec 2017, 9:01 am by CFM Admin
If you would like to be added to our distribution list, please contact us. **** December 15, 2017 Clients, Friends, Associates: Holiday celebrations bring welcomed joy and excitement to the busiest time of year for most investment managers. [read post]
14 Dec 2017, 4:16 pm by Cynthia Marcotte Stamer
Stamer also shares her thought leadership, experience and advocacy on these and other concerns by her service as a management consultant,  business coach and consultant and policy strategist as well through her leadership participation in professional and civic organizations such her involvement as the Vice Chair of the North Texas Healthcare Compliance Association; Executive Director of the Coalition on Responsible Health Policy and its PROJECT COPE: Coalition on Patient Empowerment; former… [read post]