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8 Nov 2019, 12:00 am
As such, proxy advice is the antithesis of a “solicitation” under the securities laws. [read post]
7 Nov 2019, 5:34 pm
The lawsuit and its settlement reminds academic health care and other public and private employers about the need to use appropriate care to avoid inappropriate discrimination against individuals with disabilities in employment and other operations. [read post]
7 Nov 2019, 12:00 pm
Question: You use the word “enigma” in your title. [read post]
7 Nov 2019, 11:42 am
They may feel pressure from certain parties, especially from those higher in rank, to put out a certain judgment, and that pressure may make them fear for the security of their job. [read post]
7 Nov 2019, 7:30 am
" Id. at 243; see also American Trucking Ass'ns, Inc. v. [read post]
7 Nov 2019, 4:46 am
In Integrity Staffing Solutions, Inc v. [read post]
6 Nov 2019, 3:00 am
The rule proposal would, among other things: – Amend Rule 14a-8(b) to replace the current $2,000/1% ownership for at least 1 year threshold with 3 alternative thresholds for submission: continuous ownership of at least $2,000 of the company’s securities for at least 3 years; at least $15,000 of the company’s securities for at least 2 years; or at least $25,000 of the company’s securities for at least 1 year. [read post]
5 Nov 2019, 3:25 pm
(PTP), and PPS Associates Inc. [read post]
5 Nov 2019, 7:07 am
This is the latest example of the CFTC obfuscating the law on market manipulation by pressing legal theories that are inconsistent with what the courts have articulated and using its leverage to secure private settlements purportedly validating the CFTC’s own theories. [read post]
4 Nov 2019, 10:46 am
Based on this security breach, Gutierrez brought a putative class action in the federal district court of the Northern District of California against FriendFinder Networks, Inc. [read post]
4 Nov 2019, 10:46 am
Based on this security breach, Gutierrez brought a putative class action in the federal district court of the Northern District of California against FriendFinder Networks, Inc. [read post]
4 Nov 2019, 7:52 am
You can also use our contact form. [read post]
4 Nov 2019, 7:18 am
Proofpoint, Inc. [read post]
3 Nov 2019, 4:17 pm
IP Kat covers the case of Warner Music and Another v TuneIn Inc a case concerning copyright infringement via the use of hyperlinks. [read post]
1 Nov 2019, 5:49 am
Cohen is registered as both a Broker and an Investment Advisor, and has been registered at the following firms: Stifel, Nicolaus & Company, Inc., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]
1 Nov 2019, 5:49 am
Cohen is registered as both a Broker and an Investment Advisor, and has been registered at the following firms: Stifel, Nicolaus & Company, Inc., Melville, New York– May 14, 2015 to March 4, 2019Janney Montgomery Scott LLC, Melville, New York– September 14, 2007 to May 15, 2015Oppenheimer & Co., Inc., Melville, New York– March 14, 2003 to September 18, 2007 Wachovia Securities, Inc., St. [read post]
1 Nov 2019, 3:56 am
Harris Funeral Homes Inc. v. [read post]
31 Oct 2019, 5:55 pm
A similar scenario is now playing out the Phillip Morris International Inc. [read post]
29 Oct 2019, 8:56 am
The panel’s award found the New Jersey-based brokerage firm Network 1 Financial Securities Inc. to be liable in connection with the investor’s allegations of unsuitable investment recommendations, misrepresentations (NY General Business Law § 349), and failure to supervise its broker/financial adviser, Robert Ciaccio, who now has 7 disclosures on his public FINRA BrokerCheck disciplinary record (5 customer complaints and 2 regulatory censures). [read post]
29 Oct 2019, 7:05 am
Spectrum Security Services, Inc. [read post]
