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24 May 2023, 7:02 am by The White Law Group
A violation of Exchange Act § 17(a)(1), Exchange Act Rule 17a-14, and FINRA Rule 3110 also is a violation of FINRA Rule 2010, which requires member firms to observe high standards of commercial honor and just and equitable principles of trade in the conduct of their business. [read post]
4 Jun 2024, 7:09 pm by David Klein
Lumber One Wood Preserving, LLC, 792 F.3d 1331 (11th Cir. 2015) was Alabama’s Deceptive Trade Practices Act (“ADTPA”). [read post]
5 Oct 2011, 4:53 am
 A more recent example is the Fremont, CA-based Solyndra LLC, which filed a voluntary chapter 11 petition in Delaware, the state of its incorporation. [read post]
7 Jan 2016, 6:28 am by D. Daxton White
Morgan Securities LLC (JPMS) did not pay commissions to registered representatives in its U.S. [read post]
5 Jul 2013, 5:30 am by Barry Sookman
TV GUIDE ONLINE HOLDINGS, LLC, 2013 Ark. 285http://t.co/LgYmI8qiFN -> Court find personal jurisdiction over interactive website in SIGNAZON v. [read post]
9 Apr 2009, 2:08 pm
The property was owned by the Road Commission, but was sold last year to the Geenen DeKock Group, LLC, for $214,850, county records show. [read post]
7 Jan 2020, 9:19 am by Silver Law Group
The unapproved investments are often illegitimate business ventures, or even in Booth’s case, components of a Ponzi scheme. [read post]
13 Jan 2021, 7:01 am by Renae Lloyd
The White Law Group is investigating potential securities claims involving Madison Avenue Securities (CRD# 23224, San Diego, CA) Madison Avenue Securities LLC is a national financial advisory firm headquartered in San Diego, CA. [read post]
21 Feb 2013, 5:02 am by Kit Case
Today’s post comes from guest author Jon Gelman from Jon Gelman, LLC – Attorney at Law. [read post]
Tempoe’s leasing agreements also allegedly lacked disclosures required by Regulation M, which implements the Consumer Leasing Act. [read post]
13 Feb 2024, 6:00 am by David Kessler (US) and Susan Ross (US)
  Consequently, Respondent’s retention of consumers’ detailed location data for longer than is reasonably necessary to effectuate its business purpose is an unfair act or practice. [read post]