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6 Mar 2012, 6:21 am
The Recommendation Statement also discloses that Goldman has performed certain services to Micromet in the past and received compensation for those services. [read post]
11 Apr 2012, 11:53 am
A person must not provide a financial service in relation to carbon units, Australian carbon credit units, or eligible international emissions units unless the person holds a licence authorising the person to provide the financial service or is registered to provide the financial service. [read post]
5 Oct 2015, 8:00 am
In fact, the mortgage and financial services arena accounted for the majority of funds recovered pursuant to the FCA in 2014. [read post]
10 Oct 2017, 1:47 pm
This financial wellness tool includes additional counseling and other services. [read post]
16 May 2011, 9:48 pm
UBS Financial Services Inc. has consented to a $160 million settlement over charges that it took part in anticompetitive practices in the municipal bond market. [read post]
28 Jun 2012, 11:41 am
Supreme Court in First American Financial v. [read post]
4 Nov 2022, 1:25 am
While the FCA found that most firms informed customers of sources of debt advice and guidance through their written and/or online communications, it found most missed opportunities to highlight the benefit of these services in telephone conversations. [read post]
9 Oct 2015, 5:00 am
Carolyn M Evans, University of New South Wales (UNSW) Faculty of Law; ThinkEvans Pty Ltd, Deborah Healey, University of New South Wales (UNSW) - Faculty of Law, Marina Nehme, UNSW Australia, Rob Nicholls, Centre for International Finance and Regulation (CIFR);... [read post]
28 Jun 2010, 1:23 pm
Section 1877 of the Act or the physician self-referral law (Stark) prohibits a physician from making referrals for certain "designated health services" (DHS) payable by Medicare to an entity with which he or she has a financial relationship, unless an exception applies. [read post]
13 Mar 2024, 2:43 am
Background Due to increased levels of Authorised Push Payment (APP) fraud in recent years, the Government legislated in the Financial Services and Markets Act 2023 (FSMA 2023) to require the Payment Systems Regulator (PSR) to introduce a mandatory reimbursement requirement in relation to payment orders executed over the Faster Payment System and which were executed subsequent to fraud or dishonesty (including APP fraud). [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
9 Apr 2024, 6:53 pm
The exchange rate has bounced around a lot – now I’m not an authorised person under a financial services licence but I can comment about what I see with the exchange rate. [read post]
23 Jan 2022, 5:52 am
To submit recommendations for consideration and inclusion in ComplexDiscovery’s cyber, data, and legal discovery-centric service, product, or research announcements, contact us today. [read post]
25 Jan 2012, 11:17 am
"This Working Group will focus on misconduct by financial institutions in the origination and securitization of mortgages that led to the global financial crisis. [read post]
23 Mar 2020, 7:58 am
These could include, among others: financial contingency planning based on the possible duration of the pandemic and stay-at-home or similar orders; negotiations with lenders for short or near-term debt service extensions, additional liquidity, or a restructuring of loan facilities; and potential changes in customer preferences or supplier availability once the pandemic eases. [read post]
13 Oct 2011, 1:57 pm
The reforms focus on the framework for the provision of financial advice including: a requirement for providers of financial advice to obtain client agreement to ongoing advice fees and enhanced disclosure of fees and services associated with ongoing fees; and enhancement of the ability of the Australian Securities and Investments Commission (ASIC) to supervise the financial services industry through changes to its licensing and banning powers. [read post]
21 May 2007, 8:18 am
Wal-Mart will team with ShareBuilder Corp., a Bellevue, Washington-based discount brokerage in what is sure to be the first of many Wal-Mart ventures into the financial services market. [read post]
26 Apr 2011, 1:18 pm
When considering how much life insurance is enough, you need to determine what your family's financial needs are. [read post]
3 Apr 2014, 2:41 pm
The patent covers a system (and a method) for reducing “settlement risk” in financial transactions. [read post]
23 Sep 2008, 8:05 pm
A bankruptcy attorney reviews the debtor's financial status, a financial "triage', and recommends a course of action to treat the debtor's financial ailments.Every case is different. [read post]
