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14 Mar 2008, 6:00 am
See, e.g., Massachusetts Mutual Life Ins. [read post]
28 Jun 2022, 2:10 am
Over 200 sessions provided expert industry insight on recruiting, career growth, HR technology, diversity and inclusion strategies, leadership skills, and so much more. [read post]
2 Sep 2013, 12:50 pm
Only 4% were implacable hostility cases in the view of the researchers, whereas some 55% were about mutual conflict and 31% about risk. [read post]
21 Apr 2014, 11:41 am
As but one illustration of this Board focus, the NLRB recently provided more eyebrow-raising guidance for employers trying to walk the tight line between drafting policies that will result in a positive and productive working environment and complying with Section 7 of the National Labor Relation Act’s (“NLRA”) protection of an employee’s right to engage in concerted activities for mutual aid or protection. [read post]
22 Apr 2024, 1:15 pm
According to FINRA Disciplinary actions for April 2024, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
24 Apr 2018, 3:00 am
Greenberg, the former New York attorney general Eliot Spitzer used the act to force investment banks to curb abuses related to how analysts overhyped stocks and to crack down on illegal trading in the mutual fund industry. [read post]
30 Dec 2022, 7:14 am
Mutual Trust Co. of America Securities Seymour Cohen Wilmington Capital Securities, LLC Clark Dodge & Co., Inc. [read post]
25 Oct 2023, 8:05 am
According to FINRA Disciplinary actions for August 2023, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
5 Jul 2016, 9:20 am
Chris Thomale, University of Heidelberg, has kindly provided us with the following thoughts on the possible consequences of Brexit for European private international law. [read post]
14 Sep 2021, 9:01 pm
Under the CFIA’s temporary import requirements, romaine from the Salinas area must be tested in a laboratory accredited by an accreditation body that is a signatory to the International Laboratory Accreditation Cooperation (ILAC) Mutual Recognition Agreement (MRA). [read post]
30 Oct 2012, 11:40 am
Legislation providing for the orderly resolution of failed financial institutions is an important practical step towards preventing systemic risk and ending too-big-to-fail, as well as lowering the societal costs of the failure of a large interconnected financial firm, noted Andrew Haldane, Executive Director of Stability for the Bank of England. [read post]
24 Dec 2009, 5:43 pm
In addition to the grounds for vacating awards provided by the Federal Arbitration Act (FAA), courts have developed the doctrine of “manifest disregard” of the law as a common-law ground to vacate awards. [read post]
6 Dec 2021, 9:58 am
According to FINRA Disciplinary actions for November 2021, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
12 Feb 2010, 3:00 pm
The contractors themselves may value the autonomy and economic perks that the status provides. [read post]
12 Jun 2010, 8:03 am
Catalyst Health Solutions, a provider of pharmacy benefit management services, has won a $9.8 million FINRA arbitration award against Credit Suisse in connection with student loan-backed auction rate securities. [read post]
24 May 2010, 6:51 am
What you thought was a way to provide for your retirement or your children's education has instead robbed you of that future, or at least delayed your plans. [read post]
14 Sep 2021, 2:02 pm
Under the CFIA’s temporary import requirements, romaine from Salinas must be tested in a laboratory accredited by an accreditation body that is a signatory to the International Laboratory Accreditation Cooperation (ILAC) Mutual Recognition Agreement (MRA). [read post]
28 Apr 2022, 8:28 am
Scott Levine Ascendiant Capital Markets, LLC BMA Securities Mario Martinez Mutual of Omaha Investors Services, Inc. [read post]
9 Sep 2022, 3:01 pm
Sometimes, those provisions are clearly written and properly presented to provide the new employee with fair notice of the clause’s terms. [read post]
22 Feb 2022, 1:58 pm
According to FINRA Disciplinary actions for February 2022, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. [read post]
