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30 Mar 2020, 9:10 am
Case citation: Asurvio LP v. [read post]
19 Jan 2010, 5:00 am
Faulknerusa, LP, No. 09-50073 (5th Cir. [read post]
3 Dec 2017, 5:20 pm
., LP, 252 F. [read post]
18 Aug 2019, 8:07 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWindsor Street Capital, LP fka Meyers Associates, L.P. [read post]
28 Nov 2022, 9:02 am
Actions by the SEC The SEC announced the following firms had agreed to pay fines of $125 million: Barclays PLC Bank of America Citigroup Credit Suisse Group AG Deutsche Bank AG Goldman Sachs Morgan Stanley UBS Jefferies and Nomura agreed that they would each pay $50 million in fines, while Cantor Fitzgerald LP agreed to pay $10 million. [read post]
29 Sep 2011, 1:38 pm
District Court for the Southern District of New York, alleging that Gibraltar was running an alleged Ponzi scheme with others, including the Rahfco Funds LP. [read post]
24 Dec 2009, 8:17 am
Divine Art, a British-based label with an interest in old recordings, has teamed with Pristine Audio to issue a 2-CD set contained all the music by Peter Warlock recorded on 78 rpm records, begnning during his short lifetime (he died under mysterious circumstances at age 36 in 1930) and extending to the dawn of the LP in England. [read post]
4 Dec 2015, 5:27 am
Not only have oil and gas companies gone bankrupt but companies that provide services to oil and gas companies have also been effected including A&B Valve and Piping Systems LLC, CCNG Energy Partners LP, and Boomerang Tube LLC. [read post]
23 Nov 2010, 5:00 am
He is also the founder, Chairman and majority shareholder of M7 Aerospace LP, a privately held aerospace service, manufacturing and technology company; the founder, Chairman and majority shareholder of Intercomp Technologies, LLC, a privately held business process outsourcing company; and the founder, Chairman and majority shareholder of Visual Intelligence, a privately held imaging technologies company. [read post]
10 Oct 2017, 4:12 pm
Astrazeneca Pharmaceutical LP held a leave of absence or a leave extension can constitute a reasonable accommodation under the ADA “in some circumstances”, although in that case ultimately concluded the plaintiff could not show her request for twelve additional months of leave was facially reasonable. [read post]
24 Aug 2018, 6:47 am
The Court relied on longstanding precedent Springs Window Fashions LP v. [read post]
27 Sep 2022, 7:02 am
Physical sales were flat, as the rise in vinyl LP sales was offset by lower revenue from CDs. [read post]
7 Apr 2010, 11:37 am
Bellco has a networking agreement with CUSO Financial Services, LP (“CFS”) wherein CFS provides non-deposit financial products to enable members to plan and invest in their future. [read post]
17 Oct 2013, 7:10 am
The Second Circuit reasoned Aereo was unlikely to prevail in light of the court’s earlier decision in Cartoon Network LP, LLLP v. [read post]
25 Mar 2009, 3:55 am
Mark speculates that Georgian Capital may also be receiving backing from Insight in the future, (welcome news; Insight has been a long time shopper here in Canada - in Eftia, Airborne, Platespin among others), in which case OVCF's commitment to invest "up to $15 million" may be one that never closes, unless Insight or some other LPs also invests in Georgian. [read post]
1 Apr 2016, 8:16 am
Global Partners LP, an owner of petroleum terminals and the owner or supplier of more than 1,000 gas stations in the Northeast, cut its distribution to unitholders for the first time ever. [read post]
12 Nov 2010, 12:58 pm
LP v. [read post]
22 Sep 2019, 10:09 am
The SEC’s complaint alleges that Brenda Smith, and her fund Broad Reach Capital, LP, (Broad Reach Capital) raised $105 million from approximately 40 investors by representing that she would invest their money in publicly traded securities through various trading strategies that were promoted as providing consistent high returns. [read post]
1 Jun 2022, 8:31 am
Aleksandr Osaulenko First Standard Financial Company LLC Alexander Capital, LP Yousuf Saljooki Worden Capital Management LLC Salomon Whitney Financial Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
23 Oct 2020, 8:03 am
Joseph Stone Capital LLC Windsor Street Capital, LP Scott Whittemore Wells Fargo Clearing Services, LLC Morgan Stanley Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
