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26 Sep 2022, 6:16 am by ADR Times
Who’s Who in ADR is an Invitation-Only Worldwide Roster of Top Caliber Mediators and Arbitrators Who Exemplify ADR Excellence. [read post]
26 Sep 2022, 6:16 am by ADR Times
Who’s Who in ADR is an Invitation-Only Worldwide Roster of Top Caliber Mediators and Arbitrators Who Exemplify ADR Excellence. [read post]
26 Sep 2022, 5:01 am by Eugene Volokh
[Though the agreement provided for arbitration, under Texas family law challenges to the validity of a family law arbitration agreement can't wait until after the arbitration takes place.] [read post]
26 Sep 2022, 3:18 am
Presented in today's blog is a mess that started with a 2010 FINRA Arbitration Award, then incorporated the filing of an SEC whistleblower claim, then got embroiled in a dispute over whether the ensuing multi-million SEC Whistleblower Award should be divided two ways, and then came to rest in a Petition against the SEC's rendering of the Award.2010 FINRA Arbitration AwardIn the 1990s, Michael Johnston, Michael M... [read post]
25 Sep 2022, 10:51 am by Staff Attorney
  Claims may be brought in securities arbitration before FINRA. [read post]
25 Sep 2022, 10:01 am by Jacob Katz Cogan
This book proposes ways in which such legal actions could be regulated without the undue expense of bondholders' remedies by exploring the mechanism of balancing bondholder protection and respect for sovereign debt restructuring at various stages of litigation and arbitration proceedings. [read post]
24 Sep 2022, 10:00 am by Mavrick Law Firm
 The Mavrick Law Firm represents clients in breach of contract litigation, non-compete agreement litigation, trade secret litigation, trademark infringement litigation, employment law, and other legal disputes in federal and state courts and in arbitration. [read post]
23 Sep 2022, 2:04 pm by Parks, Chesin & Walbert
In 2019, the 11th Circuit Court of Appeals shot down an arbitration agreement’s provision dictating that any “dispute arising out of this agreement shall be resolved by mediation or arbitration, each party agrees, the parties will equally divide cost of mediation. [read post]
23 Sep 2022, 7:47 am by Silver Law Group
The post Brokerage Firm Fined $1M For Churning, Customers May File FINRA Arbitration Claims appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Sep 2022, 7:21 pm by Jacob Katz Cogan
This book demonstrates how approaches to key issues of treaty law in investment treaty arbitration diverge or converge from the VCLT and approaches of other international courts, as well as the lessons that investment treaty arbitration could derive from – or even offer for – the interpretation and application of the VCLT rules in other settings. [read post]
22 Sep 2022, 1:56 pm by Silver Law Group
The post Did Your Hedge Fund Or Other Investment Company Make False Performance Claims appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Sep 2022, 12:03 pm by Lax & Neville LLP
On September 9, 2022, the Superior Court of the State of California entered judgment on a FINRA Arbitration Award against Credit Suisse Securities (USA) LLC, ordering it to pay more than $10 million to seven investment advisors formerly employed in the Los Angeles and San Francisco branches of its now-closed US private bank. [read post]
22 Sep 2022, 10:49 am by Barbara S. Mishkin
We discuss each of the three categories of risk identified in the guidance (consumer compliance, third-party, and litigation), plaintiffs’ legal theories in class actions challenging NSF fees, the role of arbitration clauses and contract language in defending class actions, the FDIC’s suggested risk mitigation practices, issues to consider in navigating FDIC expectations for remediation of self-identified NSF fee issues and plaintiffs’ demands in class action settlements,… [read post]
22 Sep 2022, 10:37 am by Erin A. Sedmak
” The letter claimed that the CFPB’s 2015 study of mandatory arbitration clauses revealed “that forced arbitration produced vastly more favorable results for corporations rather than consumers. [read post]
22 Sep 2022, 9:23 am by Silver Law Group
The post FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement September 2022 appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Sep 2022, 8:41 am by Silver Law Group
FINRA arbitration is separate and distinct from FINRA’s regulatory obligations. [read post]