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18 Apr 2024, 7:37 am
Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
1 Oct 2010, 12:07 pm
The Sell Algorithm used by the large trader responded to the increased volume by increasing the rate at which it was feeding the orders into the market, even though orders that it already sent to the market were arguably not yet fully absorbed by fundamental buyers or cross-market arbitrageurs. [read post]
12 May 2015, 2:43 pm
Essentially, in addition to taking on the credit risk of the issuer, the investor also takes on the price risk of the referenced security or securities. [read post]
9 Apr 2015, 4:23 am
One of the more significant recent developments in the corporate and securities litigation arena has been the emergence of the debate over fee-shifting bylaws following the Delaware Supreme Court’s May 2014 decision in ATP Tour, Inc. v. [read post]
6 Jan 2017, 6:26 am
Inc. v. [read post]
22 Aug 2013, 5:30 am
©2013 Amaxx Risk Solutions, Inc. [read post]
10 Apr 2020, 10:11 am
Pierce Manufacturing, Inc. v. [read post]
10 Jan 2013, 5:30 am
©2012 Amaxx Risk Solutions, Inc. [read post]
23 May 2013, 5:30 am
©2013 Amaxx Risk Solutions, Inc. [read post]
14 Oct 2014, 6:35 pm
Chain to Pay $38 Million Over Claims of Poor Care, NY Times, October 10, 2014 Extendicare Health Services Inc. [read post]
2 Apr 2013, 4:45 am
Ltd. to pay Tomita Technologies International, Inc. [read post]
30 May 2014, 3:23 pm
For more info about us, click here. [read post]
22 Nov 2012, 4:36 pm
Antelope Valley Newspapers, Inc., No. [read post]
8 Jan 2020, 12:32 pm
Lauderdale, Inc. v. [read post]
6 Dec 2016, 5:00 am
Jason Howard, J.D.United Airlines parent company, United Continental Holdings, Inc., has agreed to settle charges brought by the SEC concerning its reinstatement of an unprofitable route at the behest of a former chairman of the Port Authority of New York and New Jersey (In the Matter of United Continental Holdings, Inc., Release No. 34-79454, December 2, 2016).South Carolina Route. [read post]
10 Apr 2020, 10:11 am
Pierce Manufacturing, Inc. v. [read post]
27 Aug 2009, 8:19 am
My own view is that, to the extent that God protects us all from evil men, He does not need a special prayer, or a special dedication from a government bureaucracy. [read post]
1 May 2018, 1:02 pm
Borello & Sons, Inc. v. [read post]
7 May 2018, 3:58 pm
Borello & Sons, Inc. v. [read post]
7 May 2018, 3:58 pm
Borello & Sons, Inc. v. [read post]
