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24 Feb 2012, 11:25 am
According to news reports, some of those traders have been relocated to other parts of firms’ trading operations. [read post]
8 May 2024, 9:03 pm
A meeting with local food producers and traders earlier this week revealed that only around 20 percent of 132 bakery outlets in Long Khánh have business licenses. [read post]
30 Mar 2012, 5:12 pm
Thus, Dodd-Frank Title VII requires that all swaps be reported and gives the CFTC additional authority to collect data to facilitate its surveillance of and enforcement authority over large trader positions. [read post]
3 May 2010, 11:02 pm
He says many commodity traders will not only look at supply and demand statistics, but the buy and sell signals generated from a variety of technical tools in the market. [read post]
2 Nov 2009, 8:03 pm
Grocery chains in eight eastern states initially received the product, including Trader Joes, Shaw's, BJ's Wholesale, ACME, and Giant. [read post]
3 Jun 2010, 11:52 am
There is no point in having design rights with expiry dates if traders are not free to market replica products thereafter. [read post]
3 Mar 2012, 5:58 pm
In February of 2012, England followed the example set by Australia and New Zealand when a high court judge ruled that a former trader allegedly involved in a brokerage scam could be served using Facebook. [read post]
19 Mar 2010, 11:26 am
Under “cap and dividend,” only regulated entities (not Wall Street traders or speculators) are allowed to participate in the auctioning of allowances, and a certain percentage of the auction revenue goes directly to consumers in the form or rebates. [read post]
7 Oct 2011, 2:45 am
Unobtrusive security guards watch over the park 24 hours a day even when it is locked between 6pm and 6am daily.Adjacent to the park, informal traders have been allocated space where they can ply their wares under newly-erected shelters, and it all seems to work. [read post]
15 Nov 2009, 2:12 pm
Rule 10b5-1 provides that a person trades on the basis of material nonpublic information if a trader is "aware" of the material nonpublic information when making the purchase or sale. [read post]
10 Jun 2023, 11:37 pm
And in other news… St Mary Redcliffe and Edward Colston The Religion Media Centre reports that a faculty has been granted for stained glass windows dedicated to the slave trader Edward Colston in St Mary Redcliffe to be replaced with windows depicting Jesus on a transatlantic slave ship, a cross-Channel migrant boat and a civil rights march. [read post]
5 Apr 2022, 9:00 am
Traders accused the banks of colluding from 2007 to 2015 to use chat rooms to swap confidential customer orders and coordinate strategies in a so-called “auction conspiracy. [read post]
1 Aug 2019, 7:14 pm
” “In recent years, however, a new wave of enforcement actions, coupled with the SEC’s development of new technology, and its adoption of the trader-based approach[3] to insider trading investigations, has rekindled the question of whether companies and law firms should be doing more to protect against the misuse of MNPI by lawyers and legal personnel. [read post]
19 Nov 2011, 5:19 pm
JPMorgan unit fined $1.7M over investment sales, Bloomberg Business Week/AP, November 15, 2011 FINRA Orders Chase to Reimburse Customers $1.9 Million for Unsuitable Sales of UITs and Floating-Rate Loan Funds, FINRA, November 15, 2011 More Blog Posts: Morgan Stanley Faces $1M FINRA Fine for Excessive Markups and Markdowns on Corporate and Municipal Bond Transactions, Institutional Investor Securities Blog, September 17, 2011 Wedbush Ordered By FINRA Panel To Pay $3.5M to Trader Over… [read post]
19 Apr 2023, 9:05 pm
Recalled brands include: Simply Nature, Organic Strawberries, Best By 06/14/2024 Vital Choice, Organic Strawberries, BEST BY 05/20/2024 Kirkland Signature, Organic Strawberries, Best If Used By 10/08/2024 Made With, Organic Strawberries, Best Before 11/20/2024 PCC Community Markets, Organic Strawberries, Best By 29/10/2024 Trader Joe’s, Organic Tropical Fruit Blend with the following Best By dates: 04/25/24; 05/12/24; 05/23/24; 05/30/24; 06/07/24 An outbreak of… [read post]
4 May 2022, 12:44 pm
This looks a lot like the outsider trading cases that the SEC brought against traders who made a big pile of money by hacking into corporate press release websites and trading on the news before it was made public. [read post]
26 Jun 2022, 9:02 pm
Four were located in Ireland; including three meat traders/brokers and a meat transporter and one was in another European country. [read post]
9 Jun 2023, 2:29 pm
The ongoing outbreak of hepatitis A infections has been traced to frozen strawberries already recalled by California Splendor, which distributed the fruit in Kirkland Signature 4-pound bags and by Scenic Fruit, which distributed the fruit under the Simply Nature, Vital Choice, Kirkland Signature, Made With, and PCC Community Markets brands and Trader Joe’s Organic Tropical Fruit Blend. [read post]
4 Jun 2012, 3:10 pm
That is the reason for the altogether singular indulgence shown in the United States toward a trader who goes bankrupt. [read post]
5 Aug 2015, 7:18 am
Chief Financial Officer Andrew Fastow, and nine others were charged by the U.S. with participating in a fraud that led to the collapse of the energy trader. [read post]
