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11 Apr 2010, 9:22 pm
All isolation will have done is make them as [read post]
30 Jul 2019, 11:35 am
James Booth, without admitting or denying the findings, allegedly consented to the sanction and to the entry of findings in the AWC, and has thus been barred by FINRA in all capacities starting on July 1, 2019, according to a Final Regulatory Action filed on Booth’s FINRA BrokerCheck Report filed on July 1, 2019. [read post]
30 Jul 2019, 11:35 am
James Booth, without admitting or denying the findings, allegedly consented to the sanction and to the entry of findings in the AWC, and has thus been barred by FINRA in all capacities starting on July 1, 2019, according to a Final Regulatory Action filed on Booth’s FINRA BrokerCheck Report filed on July 1, 2019. [read post]
3 Apr 2018, 7:44 am
Under the plan of liquidation, the Triloma Funds have agreed to sell their originated investments to a third-party and will use a portion of the proceeds to pay all of their outstanding debts, claims and obligations. [read post]
23 Apr 2020, 10:20 am
Although lying to investors will always get you into trouble, this case is really a lesson for all those seeking entry into the hedge/private equity fund business. [read post]
15 Jan 2010, 1:15 pm
In truth, under an arrangement that the Moodys had with Nadel, he controlled nearly all of the funds' investment and trading activities with no meaningful supervision or oversight by the Moodys. [read post]
3 Aug 2017, 8:35 pm
Regardless of your political leanings, we can all agree that one of the most talked about issues during this past election cycle was the proposal to erect a wall along the Mexican border. [read post]
18 Jan 2009, 9:36 pm
While the Federal government providing some funding through the Legal Services Corporation, all states have adopted Interest on Lawyer Trust Accounts programs in which interest earned on funds that typically remain in our trust accounts for just a few days support legal aid for the poor. [read post]
19 Aug 2012, 1:20 pm
Note: all of these new requirements also apply to foreign futures and options customer secured amount funds accounts. [read post]
13 Feb 2014, 1:12 pm
This is a useful enterprise, it may erase substantial nuance that itself might provide the basis for a deeper understanding of SWFs within globalization and in the context of a state system in which not all states are created equal. [read post]
21 Jun 2013, 3:00 am
After all, trust funds might breed “trust fund babies. [read post]
16 Sep 2008, 7:21 pm
They have been asleep at the wheel through all of this, and are apparently still sleeping.Still, it is still not time to panic. [read post]
18 Aug 2010, 5:00 am
They can pay all of the sales charges up front, upon redemption (both out-of-pocket) or over time through deductions from fund assets. [read post]
8 Jul 2016, 10:19 am
If the proposal is adopted by the board, all of the directors would be subject to annual elections after the phase-in period, so that unexpired terms would not be affected. [read post]
4 Feb 2013, 12:16 am
The absent class members cannot all be consulted in advance about such arrangements, which may or may not look fair after the fact. [read post]
1 Mar 2023, 9:58 am
Again, this does not apply to third-party funders, who are free to include any and all patent rights in the contract to fund a client’s case. [read post]
20 Jan 2010, 10:21 am
”In further support that all companies should comply with the proposed rule, Jonathan D. [read post]
10 Jun 2015, 8:04 am
For those unfamiliar with the past reports, they provide a sophisticated analysis of all 50 states that breaks school funding into four distinct metrics: the adequacy of the actual funding level in each state; the extent to... [read post]
27 Sep 2018, 3:00 am
A recent study says that hedge funds do all sorts of good things for the shareholders of buy-side companies: Using Schedule 13D filings by hedge funds and M&A announcements made by US companies from 1993 to 2015, we show that hedge fund activism leads to lower M&A activities, lower takeover premiums, more favorable market reactions […] [read post]
20 Dec 2023, 1:01 pm
A person (other than a person or governmental unit excepted from status as a donor) who establishes a fund or account and advises as to the distribution or investment of amounts in that fund or account would be treated as a donor-advisor with respect to that fund or account, regardless of whether the person contributes to the fund or account. [read post]
