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28 Oct 2022, 6:30 am
Posted by Rich Fields and Rusty O’Kelley, Russell Reynolds Associates, on Friday, October 21, 2022 Tags: board effectiveness, Board evaluation, Board of Directors, Executive value, external evaluations, internal evaluation, Proxy advisors A Graphical Look at U.S. [read post]
3 Nov 2009, 1:59 am
. **** November 2 Sponsor: University of Oregon Lundquist College of Business Securities Analysis Center Event: Portland Alternative Investment Association - Educational Event Location: Portland, OR November 3 - November 5 Sponsors: Battea - Class Action Services, LLC, Citco Banking Services, Custom House Fund Management, DGAM (Diversified Global Asset Management), FinAnalytica, Fractal Advisors, Gottex Solutions Services,… [read post]
7 Jun 2012, 7:42 pm
According to an executive summary of the study performed the nontraded REIT industry had $84 billion in assets under management at the end of 2011 (representing huge growth in the industry). [read post]
7 Jun 2012, 7:42 pm
According to an executive summary of the study performed the nontraded REIT industry had $84 billion in assets under management at the end of 2011 (representing huge growth in the industry). [read post]
26 May 2019, 5:44 am
Bylenga operated out of the d/b/a firm The Retirement Wealth Management Group while working for LPL Financial. [read post]
21 Sep 2018, 3:25 pm
At the same time Horowitz worked as an attorney with Nirenstein, Horowitz & Associates, P.C. [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
15 Nov 2021, 10:39 am
See e.g., In the Matter of Morgan Stanley Smith Barney LLC, Investment Advisers Act Rel. [read post]
20 Jun 2020, 3:01 pm
See Cambridge Townhomes, LLC v. [read post]
17 Feb 2020, 3:18 am
The equipment, assets, business operation, management, and some of the personnel remained unchanged. [read post]
11 Apr 2007, 7:53 am
Jane, a former partner at Winston & Strawn, is the managing director of R3 Group LLC, which provides consulting services to professional firms on "enhancing an organization's competitive edge by allowing the organization to utilize, retain and promote more fully its key human resource assets. [read post]
18 Feb 2021, 10:55 am
” The European Union will impose travel bans and freeze assets on associates of Russian President Vladimir Putin in response to the jailing of Alexei Navalny, reports Reuters. [read post]
2 Feb 2023, 7:23 am
Nelson, J.D.StillPoint Capital LLC founder and CEO Amy C. [read post]
19 Apr 2007, 11:15 pm
Forge Consulting, LLC is listed as more than 50% owner of investment advsory firm Advocacy Wealth Management, LLC, according to the Form-ADV which can be found by searching [www.adviserinfo.sec.gov] and entering the following CRD number 141943. [read post]
24 Aug 2011, 2:47 am
Compliance Guide for New Hedge Fund Managers Like any new business a hedge fund manager must comply with state and local ordinances, and make local business filings. [read post]
28 Dec 2020, 12:16 pm
In September, the REIT declared a Net Asset Value of just $17.88 per share. [read post]
30 Nov 2023, 9:55 am
Investors should be aware of any associated costs and consider them when deciding to make a switch. [read post]
21 Jan 2011, 3:56 pm
The Securities and Exchange Commission (SEC) has charged three New York investment firms - West End Financial Advisors LLC, West End Capital Management LLC, Sentinel Investment Management Corp. - and four senior officers - William Landberg, Kevin Kramer, Steven Gould and Janis Barsuk - of conning investors into believing their money was invested in stable, safe investments designed to provide steady streams of income. [read post]
24 Sep 2021, 8:44 am
The Operating Agreement sets forth how the LLC is to operate and be managed. [read post]
12 Jan 2011, 5:00 am
This fee was a percentage of assets under management. [read post]