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29 May 2019, 5:06 pm by Kevin LaCroix
A token is a digital asset that can be used in many ways — for example, as a unit of value (or as means of providing access to and transactional value inside a particular blockchain system (e.g., retail allows access to electronic data storage space in Sia’s blockchain ecosystem). [read post]
28 May 2019, 10:34 am by Astarita
  Customer agreements provided that those fees would be based on each customer’s assets under management. [read post]
26 May 2019, 5:44 am by Staff Attorney
  Bylenga operated out of the d/b/a firm The Retirement Wealth Management Group while working for LPL Financial. [read post]
24 May 2019, 6:01 am
Posted by Ira Kay and Blaine Martin, Pay Governance LLC, on Saturday, May 18, 2019 Tags: Executive Compensation, Firm performance, Incentives, Management, Pay for performance, Repurchases, Shareholder value, Short-termism A “Draft Review” as a Safeguard on Proxy Advisors Posted by Ted Allen and Gary A. [read post]
22 May 2019, 3:56 am by Kevin LaCroix
Speaking recently at CoinDesk’s Consensus 2019 conference, Valerie Szczepanik, SEC Associate Director of the Division of Corporation Finance and Senior Advisor for Digital Assets and Innovation (often referred to as the SEC’s “Crypto-Czar”) expressed significant concern about IEOs. [read post]
19 Apr 2019, 5:59 am by Joel R. Brandes
In this regard, Aoutstanding financial obligations incurred during the marriage which are not solely the responsibility of the spouse who incurred them may be offset against the total marital assets to be divided@. [read post]
15 Apr 2019, 8:31 am by Staff Attorney
Advisor Daniel Davila (Davila), formerly employed by Purshe Kaplan Sterling Investments (Purshe Kaplan) and currently employed by advisory firm Austin Walth Management, LLC (Austin Wealth) has been subject to at least two customer complaints. [read post]
3 Apr 2019, 10:00 am by Site Admin
Once you hit retirement, you are fully in control of 100 percent of your assets even if most of the stuff has been in 401(k)s before or somewhere else. [read post]
26 Mar 2019, 1:20 pm by zamansky
In 2017, one of the largest asset managers in the world, Blackstone’s GSO Capital Partners disclosed that it had taken out insurance on bonds issued by Hovnanian Enterprises Inc., essentially betting that the home builder would default on the debts, according to an article last summer in the Wall Street Journal. [read post]
22 Mar 2019, 9:52 am by Rob Robinson
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC… [read post]
7 Mar 2019, 3:47 pm by InvestorLawyers
 GPB, a New York asset management firm, focused on private placement investments, has reportedly been under investigation by Massachusetts since September 2018. [read post]
7 Mar 2019, 10:59 am by Renae Lloyd
Partners Realty Trust is externally managed by Benefit Street Partners a credit-focused alternative asset management firm with approximately $26 billion of assets under management. [read post]
5 Mar 2019, 10:03 am by ccollins
Innovation Partners LLC International Assets Advisory, LLC Investment Architects, Inc. [read post]
18 Feb 2019, 2:34 pm by Kevin LaCroix
” The order also halted ongoing “pre-ICO” sales by the company, Blockvest LLC and its founder, Reginald Buddy Ringgold, III. [read post]
31 Jan 2019, 8:04 am by Zamansky
An option is an asset that will disappear into thin air at expiration, and is therefore sometimes referred to as a “decaying asset”. [read post]
29 Jan 2019, 7:02 am by Walker & Walker Law Offices
Other Names Associated Besides Asset Acceptance, LLC, Encore Capital Group, Cabot Credit Management, Asta Funding Inc. and Portfolio Asset Recovery are all companies in association with each other. [read post]