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5 Dec 2023, 10:38 am
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
2 Apr 2018, 4:03 pm
In the following guest post, David Fontaine, CEO of Kroll, Inc. and its parent, Corporate Risk Holdings, and John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, take a look at the SEC’s guidance, with a particular focus on what the agency’s statement has to say about the duties of corporate directors. [read post]
15 Sep 2011, 8:44 am
Today, the Federal Securities Law Blog takes a look back at the last 30 days in the world of securities-related litigation in a regular feature which appears on approximately the 15th of each month. [read post]
29 Nov 2023, 8:59 am
For a free consultation with a securities attorney, please call (888) 637-5510. [read post]
26 Oct 2012, 11:57 am
Feb. 4, 2011); Cornerstone Consultants, Inc. v. [read post]
3 Feb 2016, 10:42 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
31 Jul 2015, 12:16 pm
The complaint alleges that FileFax, Inc. violated the Illinois Consumer Fraud and Deceptive Business Practices Act by failing to handle the records entrusted to it for secure disposal by the practice, Suburban Lung Associates, as required by the Illinois Personal Information Protection Act as well as HIPAA. [read post]
28 Nov 2014, 9:56 am
Consultants, Inc., Anthony B. [read post]
4 Nov 2013, 5:18 am
., Inc., From November 2005 until February 2009, Hotton was associated with Oppenheimer & Co., Inc. [read post]
21 Jul 2011, 2:00 am
File No. 3-13655, Initial Decision (Sept. 8, 2010). [2] Consulting Services Group, LLC, Advisers Act Release No. 2669 (Oct 4, 2007). [3] Trautman Wasserman & Company, Inc. [read post]
6 Aug 2014, 9:59 am
§ 440.11(b). [read post]
25 May 2012, 7:23 am
Editor Michael B. [read post]
16 Jun 2022, 2:07 pm
Section 29(b) of the Exchange Act. [read post]
4 Dec 2014, 12:00 pm
On November 25, 2014, the Delaware Court of Chancery issued a decision in In Re Comverge, Inc. [read post]
15 Jan 2010, 10:37 am
In a widely-reprinted January 2010 Associated Press article by David B. [read post]
11 Mar 2010, 9:02 am
He has also criticized the role played by proxy consultants in the process. [read post]
20 Jul 2015, 12:11 pm
Bradford’s Trucking, Inc. v. [read post]
9 Mar 2015, 8:51 am
medsearch7@optonline.net ©2015 Amaxx Risk Solutions, Inc. [read post]
30 Mar 2010, 4:16 pm
After the bill was reintroduced in the 91st Congress, further hearings and consultations with the industry led to the present version of [Section] 36(b). [read post]
10 Nov 2017, 6:22 am
A Role Congruity Perspective Posted by Vishal Gupta (University of Alabama), Sandra Mortal (University of Alabama) and Daniel B. [read post]
