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That department should be led by a chief compliance officer who is answerable to the board and is in communication with senior leadership at the entity. [read post]
7 Nov 2023, 7:30 am by Elizabeth Goitein
In a report issued last month, the Privacy and Civil Liberties Oversight Board (PCLOB) observed that “[i]n the reporting period covering November 2020 to December 2021, non-compliant queries related to civil unrest numbered in the tens of thousands. [read post]
6 Nov 2023, 5:05 am by Eugene Volokh
Here are my tentative thoughts, assuming the factual account in the Report is correct (note that the Report is 25 pages long, and I've abridged it dramatically above): [1.] [read post]
5 Nov 2023, 3:10 pm by Cynthia Marcotte Stamer
A minimum of $10,000 for each violation due to willful neglect and corrected within 30 days, except that the total amount imposed on the covered entity or business associate for all violations of an identical requirement or prohibition during a calendar year may not exceed $250,000. [read post]
5 Nov 2023, 2:11 pm by Brittany Leigh
Ultimately, under the correct claim construction, the court concluded that the evidence required a finding that claims 1 and 8 were anticipated by the prior art, and thus, reversed the Board’s decision on those claims. [read post]
5 Nov 2023, 10:11 am by Kevin LaCroix
” The letter’s representation of Staley’s relationship with Epstein was “misleading,” and by failing to correct the “misleading statements” in the letter, “Mr. [read post]
4 Nov 2023, 7:07 am
In this case between race, ethnicity and essentializing tropes of their common characteristics, and the use of technologies to equalize physical capabilities grounded in correcting perceived (average) group characteristics (eg ibid., ¶ 12). [read post]
3 Nov 2023, 1:00 pm by John Ross
They conclude that "en banc" has no single correct pronunciation. [read post]
Substantial control means: Serving as a senior officer; Having authority to appoint or remove a senior officer or the board majority; or Directing, determining or having substantial influence over important decisions. [read post]
2 Nov 2023, 4:47 am by Rob Robinson
Best enjoyed in a full-screen view, check out the event board today. [read post]
2 Nov 2023, 3:30 am by Liz Dunshee
Whereas, if the SEC’s adoption of the share repurchase rule was faulty under the APA – and that’s not corrected – the entire rule would be vacated. [read post]
1 Nov 2023, 9:01 pm by Austin Sarat
People seeking a commutation or a pardon first must petition the Parole Board, which, in this capacity, sits as the Advisory Board of Pardons.The Board reviews those petitions and determines whether a petition warrants a hearing. [read post]
31 Oct 2023, 9:01 pm by renholding
In another action fitting this category, the SEC charged the CCO of an investment advisory firm for, among other things, failing to take appropriate corrective actions for more than two years after the commission issued an order finding that the firm had violated the “custody rule. [read post]
31 Oct 2023, 12:41 pm by Neil H. Buchanan
”Fortunately, Penn's alumni association maintained its support for the president, and the board of trustees (reportedly without dissent) affirmed its support as well. [read post]
27 Oct 2023, 11:18 am by Eugene Volokh
Monroe County Board of Education (1999), holding that "a plaintiff must show harassment that is so severe, pervasive, and objectively offensive, and that so undermines and detracts from the victims' educational experience, that the victims are effectively denied equal access to an institution's resources and opportunities. [read post]