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18 Jun 2014, 8:31 am by Paul Rosenzweig
Others who are reliable, like Bruce Schneier, are shifting to commercial products, despite the risks of unknown backdoors. [read post]
4 Jun 2014, 6:31 am by Greg Daugherty
Applications to ESOPs, as Explained in Trilithic Bruce Malcolm, the former CEO and Chairman of the Board of Directors of Trilithic, Inc. [read post]
5 May 2014, 2:57 pm
They are Andrew Hirsch, who worked closely with Bruce Lehman at the US Department of Commerce and who has now been named IIPI's Executive Director, and Richard Litman, who is now its General Counsel. [read post]
28 Apr 2014, 7:20 am by Doug Cornelius
References: OCIE Cybersecurity Initiative SEC to Launch Cybersecurity Exams of Investment Firms, Offers Sample Document Requests by Bruce Carton in Compliance Week SEC Releases Cybersecurity Examination Roadmap by Debevoise & Plimpton LLP Hacker is by Dani Latore CC BY SA [read post]
15 Apr 2014, 7:01 am by Adam Weinstein
Meyers Associates’ founder and CEO, Bruce Meyers, is one of many at the firm who have a record peppered with disclosure events. [read post]
10 Apr 2014, 6:26 am by Nicholas B. Lewis
As Bruce Karpati, the former chief of the Asset Management Unit, explained in a speech back in 2012, former industry participants “know where the bodies are buried — and understand how they got there. [read post]
7 Apr 2014, 7:01 am by Adam Weinstein
The claimant alleged that he is the owner of a small business who had very little investment experience with stocks, bonds, or any other investment products. [read post]
3 Apr 2014, 7:09 am by Legal Beagle
Ms Jack, who joined the Society in January 2009, replacing the controversial Douglas Mill, has held a number of senior posts including President Americas for Scottish Development International, the Scottish Government’s trade and investment arm, and chief executive of Scottish Enterprise Forth Valley. [read post]
1 Apr 2014, 11:42 am by Matt Van Steenkiste
Because a large proportion of these investments will not pay off, Cavalry is often willing to work with a borrower who comes to the table to negotiate. [read post]
1 Apr 2014, 1:00 am
Bruce: In order to enhance equity investments, it is absolutely necessary to aggregate annual revenue on an economically sound platform to create unique quality vectors within the firm. [read post]
21 Mar 2014, 9:48 am by D. Daxton White
If you suffered investment losses as a result of your dealings with Bruce F. [read post]
28 Feb 2014, 5:00 am by Doug Cornelius
” by Bruce Carton in Compliance Week Today I stumbled up on the following headline from the Chinese publication, Global Times: ”Rat trader faces 5-10 years for insider dealing. [read post]
26 Feb 2014, 8:32 am by Yan Zhu
Invest in secure UX engineering to make it as easy as possible for users to use the system securely and as hard as possible for users to use the system unsafely. [read post]
21 Feb 2014, 8:30 am by Doug Cornelius
SEC claims drunk lawyer had insider tipple By Kara Scannell in FT.com The SEC sued Tibor Klein, a New York investment adviser, in September for allegedly buying securities of King Pharmaceuticals after learning from one of his clients that the drug company was in talks to be acquired by Pfizer. [read post]
14 Feb 2014, 5:48 am by Doug Cornelius
New SEC investor advocate says he has investor-protection genes by Mark Schoeff Jr. in Investment News Mr. [read post]