Search for: "CAPITAL ONE FINANCIAL CORP."
Results 441 - 460
of 1,406
Sort by Relevance
|
Sort by Date
22 May 2019, 9:02 am
FINRA even awarded $276K to one investor in an arbitration claim against Quest Capital Strategies for its allegedly inadequate supervision of broker Frank Dietrich, who sold the unregistered securities to the customer. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
21 May 2019, 7:30 am
The company also claimed that it had ties with CNA Financial Corp. and Chubb Group. [read post]
16 May 2019, 7:42 am
First of Omaha Corp. [read post]
10 May 2019, 4:08 am
That lawsuit seeks to block congressional subpoenas for Trump financial records held by Deutsche Bank and Capital One Financial Corp. [read post]
4 May 2019, 12:39 pm
The first one was Foster v. [read post]
1 May 2019, 7:30 am
Then much hemming and hawing ensued with citations to Dixie Dairies Corp. v. [read post]
29 Apr 2019, 1:07 am
The decision in Acacia Research Corp. v. [read post]
24 Apr 2019, 4:00 am
As the Court of Appeals opined in Matter of Capital Newspapers Div. of Hearst Corp. v Burns, 67 NY2d 562, New York State's Freedom of Information Law [FOIL] "expresses this State's strong commitment to open government and public accountability and imposes a broad standard of disclosure upon the State and its agencies. [read post]
24 Apr 2019, 4:00 am
As the Court of Appeals opined in Matter of Capital Newspapers Div. of Hearst Corp. v Burns, 67 NY2d 562, New York State's Freedom of Information Law [FOIL] "expresses this State's strong commitment to open government and public accountability and imposes a broad standard of disclosure upon the State and its agencies. [read post]
17 Apr 2019, 4:49 pm
But just as we did in regard to moving our embassy to Jerusalem, the true capital of Israel, or designating the Islamic Revolutionary Guard Corps for what it is, a terrorist organization, the Trump administration recognizes reality. [read post]
12 Apr 2019, 2:35 pm
If the MMD is approved, they (the real estate developers) can tax everyone in the district, including individual homeowners, many of which are already facing foreclosure and are otherwise financially burdened. [read post]
12 Apr 2019, 8:28 am
Morgan Stanley Delaney, Glen Newbridge Securities Corp Craig Scott Capital, LLC Flaningan, Joel NYLife Securities LLC Synergy Investment Services, LLC Hovermale, Jeffrey Sovereign Legacy Securities, Inc Family Income Planning, Inc Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie O’Neal, Tristan … [read post]
11 Apr 2019, 12:14 pm
Environmental Packaging Technologies Holdings, CURE Pharmaceutical Holding Corp. [read post]
22 Mar 2019, 9:52 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
10 Mar 2019, 11:51 am
West Virginia: Court Sustains Jury’s Valuation Award Excluding Marketability and Minority Discounts Under Stock Redemption Agreement’s Fair Market Value Standard Tri-State Petroleum Corp. v Coyne, 814 S.E.2d 205 [Sup. [read post]
5 Mar 2019, 10:03 am
Money Concepts Capital Corp. [read post]
5 Mar 2019, 9:56 am
Among the broker-dealers that sold these investments were Advisor Group firms Sagepoint Financial Inc, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., and FSC Securities Corp. [read post]
1 Mar 2019, 5:57 am
A recent deal to reach the EUR 3bn threshold is Project Sandokan 2, promoted by UniCredit, which involves PIMCO, GWM Group and Aurora Recovery Capital (as servicer), which is expected to close within the coming months. [read post]
25 Feb 2019, 6:20 am
Debt-to-equity swap: The debt-for-equity swap entails certain of the financial creditors discharging indebtedness owed to them in exchange for one or more classes of the airline’s shares. [read post]
