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16 Jul 2018, 11:21 am
CDI Indiana, LLC, before the U.S. [read post]
14 Sep 2018, 3:00 am
Impact on You – In practice, we rely heavily on the guidance that Corp Fin provides us – CDIs, no-action letters, Staff Legal Bulletins, FAQs, speeches and even informal comments at conferences. [read post]
29 May 2012, 6:17 am
First, according to detectives from the California Department of Insurance (CDI), Dr. [read post]
5 May 2020, 3:00 am
[May 4, 2020] If you’re wondering why the Staff issued this guidance in the form of “FAQs” instead of the more customary CDIs, the FAQs say that it has to do with the “unique circumstances” of the Covid-19 crisis that prompted the issuance of the exemptive order in the first place. [read post]
12 Apr 2018, 3:00 am
The issue seems to be whether the structure complies with the requirements of Securities Act CDI 139.01, which relates to registration of convertible securities and says that in the case of securities convertible only at the option of the issuer, the underlying securities must be registered at the time the convertible securities are registered. [read post]
4 Feb 2011, 1:45 pm
She anticipates guidance will take the form of staff interpretations (CDIs, No Action letters, etc.) and not rulemaking. [read post]
19 Mar 2010, 5:10 am
Rowe Price's Donna Anderson - Even More Samples: Companies Complying with the SEC's New Rules - Even More on "Shareholder Proposals: Chevedden Sued Over Eligibility" - Understanding the New Director Qualification CDI - Do Last Year's Risk Factors Look Good? [read post]
15 Nov 2018, 3:05 am
This edition has the latest insights from the first year of pay ratio disclosure – as well as Corp Fin’s recently-updated proxy CDIs. [read post]
5 Mar 2019, 3:00 am
Here’s an excerpt: As public companies prepare to file their annual reports on Form 10-K for the year ended December 31, 2018, they should consider whether they qualify for smaller reporting company status under the recently amended definition of smaller reporting company, which became effective on September 10, 2018, and the related CDIs updated by Staff of the Division of Corporation Finance on November 7, 2018. [read post]
1 Jun 2017, 3:08 am
We’ve been talking about Corp Fin’s updated CDIs – and the related comment letters and Enforcement sweep – ever since. [read post]
11 Nov 2023, 4:25 am
Key takeaways from Hong Kong Fintech Week Hong Kong Fintech Week 2023 saw several new policy and regulatory announcements by the Financial Services and the Treasury Bureau (the FSTB), the Securities and Futures Commission (the SFC) and the Hong Kong Monetary Authority (the HKMA). [read post]
27 Mar 2022, 5:52 am
On 17 March 2022 the UK’s Online Safety Bill, no longer a draft, was introduced into Parliament and had its formal First Reading.Two years ago Carnegie UK proposed that an Online Harms Reduction Bill could be legislated in twenty clauses. [read post]
13 Jul 2020, 8:49 am
Insurance companies have denied claims repeatedly, but CDI put carriers on notice in April 2020. [read post]
2 Apr 2014, 7:44 pm
[…] Hunter contracted with another supplier, appellee CDI International, Inc., to supply Hunter with pet jerseys. [read post]
14 Dec 2017, 10:49 pm
Ainsi, l’agression serait d’abord un fait internationalement illicite de l’État susceptible d’engager sa responsabilité internationale (voir le projet de la Commission du droit international (CDI) sur la responsabilité internationale des États). [read post]
2 Aug 2019, 3:09 am
Consider CDI Regulation S-K, Ques. 117.05 with regards to updating comp tables in an S-1 or an S-3. [read post]
13 Sep 2023, 1:36 pm
District Court for the Eastern District of Pennsylvania unsealed a qui tam FCA lawsuit (originally filed on October 5, 2022) alleging Penn State University failed to provide “adequate security” for Covered Defense Information (CDI), as contractually required by the DFARS 252.204-7012 clause. [read post]
14 Mar 2011, 1:21 pm
If a senior or anyone has questions or wishes to discuss any insurance matter, the officers at the CDI Consumer Hotline are available to help. [read post]
12 Nov 2014, 1:56 pm
Even before his claim was denied, Black sent a letter to the company’s director of automobile claims, copying other personnel, threatening to file a complaint with the California Department of Insurance (CDI), to use “social media to facilitate a viral consumer brand awareness campaign about Allianz’s history of ‘evil and corruption’ in a global boycott of Allianz products and stock until [Fireman's Fund] corrects its conduct,” and to pursue civil… [read post]
17 Jun 2011, 7:55 am
Difficile Infections (CDI), November 2008 [read post]
