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18 Mar 2019, 11:17 am
FINRA Broker Disciplinary Action Report: March 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
8 Mar 2019, 10:29 am
(Airfox) and Paragon Coin Inc. [read post]
7 Mar 2019, 8:12 pm
It is of critical importance that an appropriate standard be employed when reviewing the use of the national security exception; balancing the rights of States to redress legitimate threats but without stifling international market development and cooperation among States. [read post]
27 Feb 2019, 10:25 am
Ohio National Fund, Inc. said the “escalating fraud investigation seems to us a thesis changer. [read post]
25 Feb 2019, 7:08 am
Facts: This case (Cooper et al v. [read post]
21 Feb 2019, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
14 Feb 2019, 4:30 pm
Crouse-Hinds Div. of Cooper Indus., Inc., 53 N.E.3d 1160 (Ind. 2016). [read post]
13 Feb 2019, 8:03 am
Exterro® Inc., the preferred provider of software specifically designed for in-house legal and IT teams at Global 2000 and AmLaw 200 organizations, along with EDRM/Duke Law today [February 12, 2019] released the 5th Annual Federal Judges Survey of Industry Trends, Practices, and Challenges Faced. [read post]
27 Jan 2019, 7:25 pm
JP Morgan Asset Management (Canada) Inc. [read post]
24 Jan 2019, 9:02 pm
Educator-Industry Award – In 1982, this award was split into the Educator Award and the Industry Awards. [read post]
24 Jan 2019, 2:36 pm
John Reed Stark Among the agencies largely closed by the current partial U.S. federal government shutdown is the U.S. [read post]
17 Jan 2019, 4:05 pm
” Meyers Industries (Meyers I), 268 NLRB 493, 496 (1984). [read post]
15 Jan 2019, 7:41 pm
Welcome to Abbott & Kindermann, Inc. [read post]
14 Jan 2019, 3:53 am
In re American Cruise Lines, Inc., 128 USPQ2d 1157 (TTAB 2018) [precedential] (Opinion by Judge Marc A. [read post]
27 Dec 2018, 8:56 am
., Inc., 325 U.S. 419, 424–25 (1945); 29 C.F.R. [read post]
26 Dec 2018, 7:31 am
Mayweather and Khaled were promoting investing in Centra Tech, Inc. [read post]
20 Dec 2018, 9:01 pm
As a result, it commands some of the biggest fees of any sector in the influence industry. [read post]
17 Dec 2018, 3:14 pm
Mayweather also agreed to continue to cooperate with the investigation. [read post]
14 Nov 2018, 2:54 pm
Ex-Signature Investors Broker Accused of Selling Woodbridge Notes Didn’t Cooperate with Probe David Ferwerda, who was fired from Signature Investors Inc. earlier this year for allegedly selling outside investments that had not been approved by the firm, is now barred by FINRA. [read post]
9 Nov 2018, 10:33 am
In May 2018, Scott Cooper and his companies, World Patent Marketing Inc. and Desa Industries Inc., agreed to a settlement with the Federal Trade Commission that bans them from the invention promotion business, and ordered payment of $25,987,192. [read post]