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18 Jun 2021, 5:55 am
Szotkowski, Arnold & Porter Kaye Scholer LLP, on Monday, June 14, 2021 Tags: Class actions, New York, Section 11, Securities Act, Securities fraud, Securities litigation, State law SEC Approves Nasdaq Rule Change Allowing Direct Listings with a Capital Raise Posted by Ran Ben-Tzur and Jennifer J. [read post]
15 Jun 2021, 8:49 am
It also recently added head of enterprise compliance Ian Rooney from Morgan Stanley; associate GC for commercial Molly Abraham from flying car company Kitty Hawk Inc; and associate GC for consumer product Lindsay Danas Cohen from Velocity Markets Inc, a digital asset firm now owned by Securitize Inc. [read post]
13 Jun 2021, 5:47 am
The boosters of these assets have mined the enthusiasm for collectibles to drive sky-rocketing asset values for NFTs. [read post]
11 Jun 2021, 9:20 am
Plaid Launches Capital One Open Finance PartnershipPYMNTS – June 9, 2021 Plaid announced a new open finance partnership with Capital One on Wednesday (June 9), just as the FinTech is completing its migration to the Capital One API. [read post]
10 Jun 2021, 5:01 am
See Global Material Technologies, Inc. v. [read post]
9 Jun 2021, 9:11 am
Investors in Sila Realty Trust Inc. [read post]
9 Jun 2021, 8:28 am
In its most recent manifestations one sees the imposition of public pressure on the National Basketball Association and on Apple Inc. respecting their entanglement in Xinjiang that increasingly serves as the defining point for the difference between US and Chinese normative approaches to public governance; here and here). [read post]
6 Jun 2021, 7:01 am
For example, the SEC commented to Maxlinear, Inc. [read post]
3 Jun 2021, 11:27 am
In Verizon Communications Inc. v. [read post]
3 Jun 2021, 3:30 am
The Fund will invest at least 80% of its Assets in securities included in the Underlying Index. [read post]
2 Jun 2021, 7:03 am
M&M Properties Mgmt., Inc., 224 N.C. [read post]
26 May 2021, 8:36 am
The SEC has also obtained a temporary restraining order and asset freeze in order to protect any investor funds that may still be available for recovery. [read post]
21 May 2021, 5:54 am
Posted by Andrew Gordon (Equilar, Inc.), David F. [read post]
18 May 2021, 5:57 am
Human capital is an intangible asset (employees are not capitalized on the balance sheet), and its value only shows up indirectly in future corporate results. [read post]
14 May 2021, 8:01 am
., Inc. v. [read post]
13 May 2021, 2:24 pm
Seeking to capitalize on the forfeiture rule, defendants in the high-profile Perrigo securities litigation are now seeking dismissal of direct actions brought by a half dozen institutional investors before class certification was issued.[9] The Perrigo court, which is also located in the District of New Jersey, has not yet issued a ruling on the issue. [read post]
5 May 2021, 11:06 am
AEON Capital Inc. is a firm subject to FINRA Rule 3170. [read post]
5 May 2021, 10:37 am
GPB Capital sold unregistered, high commission limited partnership interests in eight alternative-asset investment funds. [read post]
5 May 2021, 10:18 am
GPB Capital sold unregistered, high commission limited partnership interests in eight alternative-asset investment funds. [read post]
4 May 2021, 1:08 pm
Whilst the SPAC will not have any business operations or assets (other than the IPO funds that, especially for U.S. [read post]
