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1 Oct 2012, 3:00 am
The following are various hedge fund events happening this month. [read post]
2 Apr 2018, 1:39 pm
LLC (Goldman Sachs) to serve as lead global capital coordinators for AGDC’s Alaska LNG project. [read post]
12 Jan 2011, 5:00 am
One of those wholly-owned subsidiaries, Janus Capital Management, LLC (“JCM”) was the “investment adviser” to the assorted Janus mutual funds. [read post]
6 May 2014, 7:02 am
Victims bought new products and rolled over their IRA accounts to a fund that was supposed to be managed by SD Capital. [read post]
2 Jan 2016, 7:32 am
Stone Lion’s fund freeze follows several others in the high yield space that our firm is tracking including the Third Avenue Focused Credit Fund and Claren Road Asset Management LLC. [read post]
27 Nov 2011, 1:55 am
The PEI Private Fund Compliance Forum: San Francisco provides private equity and venture capital firms an opportunity to gain a more complete understanding of what newly registered private funds should expect post-registration and how to implement and manage an effective compliance program. [read post]
13 Jun 2012, 7:44 am
Upon taking a closer look at the Warrant you notice that the Plaintiff, the company that is taking you to court, is named Portfolio Recovery, LVNV Funding, Midland or perhaps CACH, LLC. [read post]
17 Apr 2017, 2:44 pm
The broad spectrum of rules that fall within the purview of notice 17-14 include funding portals, crowdfunding, capital acquisition brokers, unlisted real estate investment trusts, and other administrative and operational rules for raising capital. [read post]
7 Aug 2015, 7:17 pm
§2701 is avoided by the fund manager being treated as not owning the capital interest in the second trust. [read post]
14 Sep 2009, 4:35 pm
• Free for Members • Non-member fee: $75 Event Details: Moderator: Michelle Celarier, Editor in Chief, AR Alpha Magazine Speakers: Steve Persky, Principal, Dalton Investments, LLC Jonathan Rosenthal, Partner, Saybrook Capital, LLC Peter Stein, Managing Director, Pacific Alternative Asset Management Company Fourth panelist to be determined [read post]
19 Oct 2020, 11:16 am
The CFPB announced last week that it has entered into a settlement of the lawsuit it filed in September 2020 against Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., and Asset Acceptance Capital Corp. alleging that the defendants engaged in various unlawful practices in violation of the FDCPA, the CFPA, and a 2015 administrative consent order between the defendants and the CFPB. [read post]
26 Jan 2018, 3:47 pm
The Arbitrator found that Allegis breached its fiduciary duty by investing clients’ funds into entirely unsuitable, and high risk option strategies. [read post]
11 Nov 2022, 12:39 pm
From at least February 2017 through February 2021, the mutual fund’s reported NAVs were allegedly materially and falsely inflated due to a mismarking scheme conducted by the Chief Investment Officer (CIO) of Infinity Q Capital Management, LLC, the investment adviser to the mutual fund, according to the complaint. [read post]
1 May 2010, 5:35 pm
Event: 2010 Algae World Summit Location: San Diego, CA May 18 Sponsor: Roundtable Forum, LLC Event: New York Roundtable Forum Location: New York, NY May 18-20 Sponsor: Cityscape Event: Cityscape Asia Location: Singapore May 19 Sponsor: The Spaulding Group, Inc. [read post]
20 Apr 2020, 5:16 pm
ICON 14 is managed by ICON Capital, LLC, and is part of a category of alternative investments that is commonly referred to as an equipment leasing and finance fund. [read post]
21 Dec 2009, 5:05 pm
In addition, Pacific Cornerstone offered private placement units of the two affiliated entities, Cornerstone Industrial Properties, LLC and CIP Leveraged Fund Advisors, LLC, to other broker/dealers and investment advisors. [read post]
20 Feb 2020, 10:44 am
On February 18, 2020, the SEC announced that it had sued EquiAlt LLC (as well as EquiAlt Fund, LLC, EquiAlt Fund II, LLC, EquiAlt Fund III, LLC, and EA SIP, LLC), owner and CEO Brian Davison, and managing director Barry Rybicki in federal court. [read post]
21 Jan 2022, 7:07 am
Their sales reportedly caused the funds to offload some holdings, which triggered capital gains for the group of investors who were left. [read post]
18 Feb 2009, 4:46 pm
The accompanying picture of Bill Tilley, President of Amicus Capital Services, LLC , belies the inarticulate explanation of structured settlements attributed to him and his company on Ezine Articles. [read post]
12 Sep 2012, 6:45 am
Funding the LLC and Insurance Undercapitalization – i.e., lack of sufficient funds to operate the business – is another reason a court may pierce the veil of an LLC and hold the owner(s) personally liable for the company’s debts. [read post]
