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15 Dec 2008, 2:54 am
But American corporate law, as it has evolved over the last two hundred years and exemplified by the Delaware statute, creates a "financial model" in which corporations are treated mostly as issuers of securities, and the statute treats the securities as commodities in which corporations deal. [read post]
1 Feb 2019, 10:51 am
Why They Do It: Inside the Mind of the White-Collar Criminal by Eugene Soltes; Capital Offenses: Business Crime and Punishment in America’s Corporate Age by Samuel W. [read post]
29 Sep 2008, 1:55 am
In "Let's Be Careful Out There" Matt Bracy, General Counsel of factoring company Settlement Capital Corporation, offers an articulate, thoughtful and responsible voice on the AIG situation as it applies to structured settlement factoring. [read post]
22 Jun 2009, 11:40 am
If the institution is a holding company with more than one subsidiary bank, the holding company must have less than $500 million in total assets. [read post]
23 Aug 2023, 9:05 pm
Using SCL to Explore and Explain Trends in Startup Finance SCL can explain why some countries produce more startups backed by venture capital and have a prevalence of specific financial instruments. [read post]
20 Jan 2010, 6:15 pm
First, it seeks to supplement the existing reform process in India that is already underway and one that has culminated, at least for the moment, with the issue of the Corporate Governance Voluntary Guidelines 2009 by the Ministry of Corporate Affairs. [read post]
5 Oct 2009, 1:48 pm
On Sept. 14, 2006, a National Association of Securities Dealers arbitration panel (now the Financial Industry Regulatory Authority) fined Securities America $2.5 million for failing to adequately supervise one of its brokers, David L. [read post]
5 Oct 2015, 5:01 am
One example is the issuance of a bond by a corporation. [read post]
11 Jan 2008, 8:35 pm
With globalization and increasing ease in the flight of capital across the world, will there be one single model of corporate governance that would emerge to fit all economies? [read post]
9 Feb 2017, 5:34 am
U.S. multinational corporations park trillions of dollars of cash in low-tax jurisdictions to avoid the taxes associated with repatriating their foreign earnings. [read post]
3 Jul 2009, 5:22 am
There are those who believe that the capital markets themselves will improve corporate governance. [read post]
1 Jul 2019, 7:03 am
According to BrokerCheck records financial advisor Mark Kolta (Kolta), currently employed by Worden Capital Management LLC (Worden Capital) has been subject to at least 14 customer complaints and one employment termination for cause. [read post]
16 Jun 2016, 4:12 am
At one company where the proposal went to a vote, it received 51% support in favor, highly unusual for a social proposal. [read post]
24 Aug 2009, 7:03 am
One set of definitions uses the absolute number of firms within an industry in a metropolitan area. [read post]
26 Aug 2008, 9:47 am
What can physics teach us about corporate governance and financial regulation? [read post]
3 Jan 2020, 4:00 am
This appeal raises an important issue concerning the investigative authority of two committees of the United States House of Representatives and the protection of privacy due the President of the United States suing in his individual, not official, capacity with respect to financial records.The specific issue is the lawfulness of three subpoenas issued by the House Committee on Financial Services and the House Permanent Select Committee on Intelligence (collectively,… [read post]
11 Apr 2017, 3:01 pm
One speaks here of those direct relations between the enterprise and its communities sometimes within and sometimes beyond the state and sometimes in a space ceded by the state. [read post]
17 Aug 2012, 9:01 am
Under the proposal, majority ownership will be based upon ownership of a corporation's voting stock or, in the case of a partnership, capital contributions or rights to capital upon dissolution. [read post]
15 May 2024, 5:00 am
Trust Betrayed One of the most devastating aspects of financial scams is the betrayal of trust. [read post]
3 Feb 2021, 5:55 am
(d) Illinois’ rate includes two separate corporate income taxes, one at a 7% rate and one at a 2.5% rate. [read post]
