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18 Dec 2018, 2:55 am by Broc Romanek
Proponents argue that class-action access to the courts is vital for holding corporations and executives accountable to shareholders. [read post]
17 Dec 2018, 3:14 pm by Kevin LaCroix
In fact, I predicted the coming of SEC enforcement actions against Khaled and Mayweather over seven months ago in an article entitled, “Ten Crypto-Caveats Floyd Mayweather and DJ Khaled Should Have Heard From Their Lawyers,” published in The Harvard Law School Forum on Corporate Governance and Financial Regulation. [read post]
17 Dec 2018, 5:00 am by John Jascob
On the issue of Brexit, Hinman said that he was asked by SEC Chairman Jay Clayton about the quality of disclosure on the topic. [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
13 Dec 2018, 9:10 am by Scott H. Kimpel
Clayton anticipates a number of efforts focused on the proxy solicitation and voting process. [read post]
11 Dec 2018, 3:00 am by Liz Dunshee
In connection with yesterday’s AICPA conference, SEC Chief Accountant Wes Bricker provided this statement on financial reporting & auditing issues that he’s been discussing with SEC Chair Jay Clayton and others. [read post]
10 Dec 2018, 12:00 am by Race to the Bottom
SEC Chairman, Jay Clayton, is worried that main street investors are missing out on the growth part of development of emerging companies and is pushing for IPOs as a result. [read post]
2 Dec 2018, 4:54 pm by Kevin LaCroix
The Memo said that “To be eligible for any cooperation credit, corporations must provide to the Department all relevant facts about the individuals involved in corporate misconduct. [read post]
29 Nov 2018, 6:22 am
” [2] This submission focuses on only one of the elements identified by Chairman Clayton, namely the validity of such a bylaw under state law—and more specifically, Delaware corporate law. [read post]
28 Nov 2018, 4:42 pm by Kevin LaCroix
The current SEC Chair, Jay Clayton, has said that he does not consider the issue to be a top priority, seemingly shelving the idea for the time being. [read post]
27 Nov 2018, 6:09 pm by Kevin LaCroix
  The Journal article quotes Clayton as saying that the SEC is “sharpening its focus on corporate disclosures about the risks associated with the U.K. [read post]
26 Nov 2018, 3:33 am by Broc Romanek
One of the top priorities for SEC Chair Jay Clayton – and Corp Fin Director Bill Hinman – has been the easing of the burdens of being a public company, with the ultimate goal of convincing more companies to go public. [read post]
19 Nov 2018, 6:00 am by Nathaniel Sobel
American companies are getting hacked, and the Securities and Exchange Commission wants corporate executives to do something about it. [read post]
14 Nov 2018, 7:36 am by John Jascob
Asked about possible progress on other unfinished Dodd-Frank rulemaking, Hinman said that Chairman Clayton wants to do them serially, so once the hedging proposals are out the staff will move on to the others. [read post]
12 Nov 2018, 1:12 pm
First, the Clayton Act explicitly authorizes foreign entities to bring suit under the statute. [read post]
2 Nov 2018, 10:18 am by Matthew Scott Johnson
Wesley Cochran, Dustin Benham, Alyson Drake, Allison Clayton, Jarod Gonzalez, Charles Bubany, Dwight McDonald, Donnie Yandell, and Larry Spain. [read post]
2 Nov 2018, 7:59 am by Scott H. Kimpel
Continuing Chairman Clayton’s theme of protecting the “Main Street Investor”, the Report also notes that the Division’s Retail Strategy Task Force, in partnership with the Division’s Cyber Unit and Microcap Fraud Task Force, as well as the Division of Corporation Finance’s Digital Asset Working Group, launched a lead-generation and referral initiative involving trading suspensions related to companies that focused on cryptocurrency and… [read post]
29 Oct 2018, 3:05 am by Liz Dunshee
Indeed, crooks from anywhere in the world can now use their cyber-wares to orchestrate corporate espionage and remotely trade stock based on stolen secrets. [read post]