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11 Sep 2019, 11:15 pm
In our brief, we clearly demonstrated that our client met the requirements set forth in the INA §203(b)(1)(C). [read post]
17 Feb 2016, 6:49 am
From 2013, when 506(c) became effective, through 2015, there were $2,800 billion in offerings under 506(b) and only $71 billion in offerings for 506(c). [read post]
12 May 2022, 9:01 pm
The CFPB has announced its intention to invoke its “dormant” statutory authority to examine any company providing consumer financial products or services that it has “reasonable cause” to believe poses risks to consumers.1 The authority the CFPB is referring to is a catch-all provision in Title X of the Dodd-Frank Act that can capture a wide range of companies that offer consumer financial products or services to individuals as well as affiliates that… [read post]
15 Feb 2007, 6:52 am
(b) what is arbitration? [read post]
30 Sep 2020, 8:58 am
One hopes that social media companies will nonetheless cooperate with shutting down such schemes. [read post]
8 Mar 2015, 6:18 pm
A year or so after A’s death, B married C. [read post]
29 Jul 2016, 10:59 am
§§ 1681b(b)(3)(A), 1681g(c). [read post]
22 Apr 2024, 2:04 pm
Put differently, if a company elects to speak, it must tell the whole truth (or at least “information necessary to ensure that the [affirmative] statements made are clear and complete”); but a company’s silence on an issue is not securities fraud under Rule 10b-5(b), even if the company is otherwise duty-bound to disclose. [read post]
10 Oct 2013, 5:58 pm
Here's new about a recent Warning Letter issued by the FDA to Standard Homeopathic Company,The Warning Letter to your company on April 29, 2011 discussed primarily current good manufacturing practices (cGMPs) and only a small sample of your firm’s misbranded drugs. [read post]
23 May 2007, 5:08 am
According to conventional startup compensation strategy, yes, so long as: (a) local securities laws permit,(b) there are no adverse tax implications for foreign employees (such as taxing employees at the date of grant), and (c) as a matter of local corporate culture, options are viewed as having value by foreign employees. [read post]
16 Feb 2020, 9:06 pm
Warning letters often are not issued until a company has been given months to years to correct problems. [read post]
8 Oct 2010, 5:00 am
" The court found that statements by executives at MGIC that the company engaged in “focused underwriting” were not attributable to the company and were too vague to be material. [read post]
9 Jun 2010, 2:18 pm
Symetra Life Insurance Company B- Metropolitan Life Insurance Comapny Liberty Life Assurance Company of Boston C+ American General Life Insurance Company American International Life Assurance Company of New York The Prudential Insurance Company of America [read post]
27 Apr 2011, 7:29 pm
“Private fund” means an issuer that would be an investment company as defined in section 3 of the Investment Company Act of 1940, 15 U.S.C. 80a-3, but for sections 3(c)(1) or 3(c)(7). b. [read post]
5 Dec 2019, 12:50 pm
I have blogged numerous times about the strictness of the New Jersey A-B-C test as applied to possible independent contractors. [read post]
10 Feb 2010, 5:20 am
I laugh at the east coast’s ongoing snow woes because (a) I grew up in Philadelphia, (b) my family is still there, and (c) last week notwithstanding, Philly’s winters don’t hold a candle to Cleveland’s. [read post]
2 Dec 2011, 9:06 am
Breen, Frank C. [read post]
10 Mar 2009, 7:28 am
The insured, Narragansett Jewelry Company Inc., d/b/a C&J Jewelry ("Narragansett") was sued by Slane & Slane Designs LLC ("Slane") in the Southern District of New York for various theories, including breach of contract, negligence, negligent misrepresentation, and breach of express and implied warranties. [read post]
24 May 2019, 7:33 am
Side B reimburses the company when it indemnifies the individuals. [read post]
30 Jul 2021, 1:09 pm
Co., 457 F.Supp. 1303, 1306). [6] See proposed General Business Law Section 340 2(b)(iii). [7] See proposed General Business Law Section 340 2(c)(iii). [read post]