Search for: "Cooper Financial, LLC"
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15 Oct 2017, 11:20 am
The indictment claims that Creager misled investors by failing to disclose that Financial & Marketing Solutions LLC had lent him more than $3.2 million and had a priority secured position in his real estate developments. [read post]
2 Oct 2017, 4:50 pm
The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
25 Sep 2017, 7:41 am
Failing to cooperate with FINRA staff is a violation of Rule 8210. [read post]
15 Sep 2017, 11:51 am
I have been fortunate to work cooperatively and collegially with professionals, all of whom have been bound by our deep commitment to public service. [read post]
25 Aug 2017, 6:04 am
Miller, Ethics Metrics LLC, on Saturday, August 19, 2017 Tags: Banks, Capital requirements, Deposit insurance, Disclosure, Dodd-Frank Act, FDIC, Financial institutions, Financial regulation, Financial reporting, FSOC, Information asymmetries, Information environment, Investor protection, SEC, Stress tests, Systemic risk, Transparency Sales Practices: Third-Party Risk… [read post]
23 Aug 2017, 5:16 am
I had occasion to defend one of the most significant financial contributors to the University of Nebraska in a civil suit seeking to have her declared incompetent. [read post]
30 Jul 2017, 1:17 pm
The answer would be different if Sue were not directly providing the care for the hogs or if she bore no financial risk in the operation. [read post]
30 Jul 2017, 1:17 pm
The answer would be different if Sue were not directly providing the care for the hogs or if she bore no financial risk in the operation. [read post]
12 Jul 2017, 5:58 am
, Ferraiuoli LLC [read post]
26 Jun 2017, 7:19 am
The opinions expressed in GovCon Voices are those of the individual authors, and do not necessarily reflect the opinions of Koprince Law LLC or its attorneys. [read post]
22 Jun 2017, 6:30 am
Author Michael Stack, Principal, Amaxx LLC. [read post]
22 Jun 2017, 6:30 am
Author Michael Stack, Principal, Amaxx LLC. [read post]
7 Jun 2017, 11:34 am
Oil States Energy Services, LLC v. [read post]
1 Jun 2017, 2:38 pm
For example, although the law states that financial compensation cannot be considered sufficient support to uphold a non-compete agreement, in 2011, the Texas Supreme Court ruled that financial compensation was related to protecting the goodwill and cooperation of the worker, and as such, could be considered sufficient support to uphold the non-compete agreement. [read post]
24 May 2017, 4:35 am
The court’s decision Monday in Cooper v. [read post]
30 Apr 2017, 3:44 am
The work needed by society to function won’t cooperate. [read post]
19 Apr 2017, 6:30 am
Author Michael Stack, Principal, Amaxx LLC. [read post]
13 Apr 2017, 5:55 am
Cooper, Luke A. [read post]
27 Mar 2017, 3:17 am
” In his defense, James contended that Vincent’s name was put on the 1996 deed “as a convenience” since he did contribute financially to the purchase price; that Vincent “fraudulently transferred” the property to the LLC without James’s consent; and that, rather than being a 50% member of the LLC, Vincent was merely an employee or independent contractor. [read post]
28 Feb 2017, 10:31 am
Mishka NYC LLC, 2016 WL 8309676 (E.D.N.Y. [read post]
