Search for: "D&S Investments, LLC" Results 441 - 460 of 2,071
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11 Aug 2015, 5:44 am by John Jascob
The fee was worded as a gross recovery, but Jagodzinski assumed that it would be a net fee, similar to Portnoy’s compensation structure as an employee of Jagodzinski’s investment management company. [read post]
16 Feb 2018, 12:24 pm by Renae Lloyd
Private Placements under Regulation D Reg D private placements, like Bakken Drilling Fund IV, generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. [read post]
24 Feb 2016, 11:27 am by D. Daxton White
  Reg D private placements are generally illiquid, high-risk, and high-commission investments. [read post]
20 Dec 2016, 4:04 pm by Kevin LaCroix
., the world’s largest publicly traded litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the largest privately held litigation funding firm. [read post]
16 Feb 2010, 2:55 pm by Brett Alcala
This is the second update from the Alcala Law Firm's investigation on behalf of IMH Secured Loan Fund, LLC investors. [read post]
(“Coty”) expanded its brand portfolio by closing a notable $600 million deal for a majority stake in reality star Kylie Jenner’s young cosmetics company, King Kylie LLC (d/b/a Kylie Cosmetics). [read post]
16 Oct 2020, 10:00 am by Renae Lloyd
 They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
21 Mar 2016, 8:55 am by Adam Weinstein
In cases of selling away the investor is unaware that the advisor’s investments are improper. [read post]
27 Aug 2015, 10:24 pm by Patricia Salkin
This case involved a civil rights action brought by Pulte Home Corporation and Shiloh Farm Investments, LLC against Montgomery County, Maryland and the Maryland–National Capital Park and Planning Commission (collectively, “Defendants”) for allegedly violating Pulte’s state and federal civil rights by enacting land use legislation that adversely affected Pulte’s ownership interests in approximately 541 acres of land it owns in… [read post]
2 Mar 2020, 6:58 am by Renae Lloyd
They must ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
30 May 2014, 5:54 am by Adam Weinstein
From December 2007 through April 2009, Acri was associated with Chicago Investment Group, LLC. [read post]
3 Jun 2008, 4:15 am
The Seeds Corp., 43 USPQ2d 1582 (TTAB 1997), which adopted the Supreme Court's four-factor test regarding excusable neglect as set out in Pioneer Invest. [read post]