Search for: "D & D Management and Investement, LLC"
Results 441 - 460
of 1,161
Sorted by Relevance
|
Sort by Date
17 Jul 2013, 11:36 am
These include the Revised Florida LLC Act that was signed into law last month and new state legislation that positions Florida as an incubator for public-private partnerships in the U.S. [read post]
9 Dec 2014, 6:18 am
Securities, LLC (LaSalle) over allegations that staff found certain deficiencies with respect to: 1) a private placement offering involving Seat Exchange Corporation where LaSalle failed to exercise adequate due diligence before allowing a broker to recommend the offering to four investors; 2) a private offering by Revitalight Operators, LLC, LaSalle distributed a private placement memorandum to potential investors that did not include material facts and used a flawed methodology… [read post]
17 Jul 2015, 10:17 am
Robert D. [read post]
15 May 2015, 1:37 pm
Robert D. [read post]
4 Mar 2018, 5:05 pm
Background Diabetic Care Rx LLC d/b/a Patient Care America (PCA) is a compounding pharmacy located in Pompano Beach, Florida. [read post]
27 Dec 2021, 7:12 am
Voyager Capital Management, LLC Jude Colangelo Wells Fargo Securities, LLC UBS Securities LLC Derek D’Alonzo Ameriprise Financial Services, LLC SunTrust Advisory Services, Inc. [read post]
24 Aug 2022, 6:31 am
Pierce issued a statement in support of a settled administrative hearing brought the day before against Hamilton Investment Counsel LLC (“Hamilton”), a registered investment adviser based in Georgia, and its CCO. [read post]
24 Aug 2022, 6:31 am
Pierce issued a statement in support of a settled administrative hearing brought the day before against Hamilton Investment Counsel LLC (“Hamilton”), a registered investment adviser based in Georgia, and its CCO. [read post]
26 May 2019, 5:44 am
Bylenga operated out of the d/b/a firm The Retirement Wealth Management Group while working for LPL Financial. [read post]
17 Oct 2023, 2:39 am
In this case, the sales commissions were estimated at 9%, according to the Form D. [read post]
30 Jul 2021, 9:43 am
Additionally LLCs usually adopt one of two main management formats: member-managed or manager-managed. [read post]
10 Feb 2011, 6:50 am
Theodore Berghorst, chairman and chief executive of Vector Securities LLC, a health care-focused merchant and investment banking firm; Berghorst Snowbird LLC; Berghorst 1998 Dynamic Trust and Vector Managed Holdings. [read post]
27 Jul 2022, 10:52 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
29 Nov 2011, 9:42 am
• Michael D. [read post]
21 Mar 2022, 4:29 am
” Madison Avenue Investment Partners, LLC (“MAIP”) was an investment LLC jointly owned by Ronald Dickerman (through his wholly owned company, “FER”) and Bryan Gordon (through his wholly owned company, “Harmony”). [read post]
6 Apr 2018, 8:40 am
Similar to Regulation D private placements, Regulation A+ securities are illiquid. [read post]
12 Apr 2015, 1:46 pm
Invizeon continues to raise capital through private placement regulation D offerings. [read post]
17 Jul 2019, 8:17 am
Energy Development Corp raised money from investors through Regulation D private placement offerings. [read post]
2 Aug 2012, 3:03 am
Mujahid Ahmad, Opposition No. 91177036 [Opposition to registration of NATIONSTAR for “real estate brokerage; rental of real estate; real estate management services, namely, management of commercial and residential properties; real estate investment; residential and commercial property and insurance brokerage; mortgage brokerage; and business finance procurement services” on the alternative grounds of fraud, lack of bona fide intent, and section 2(d)… [read post]
3 Oct 2022, 4:25 am
Defendant Chertok was a successful venture capitalist and the manager of several different investment LLCs, including Vast Ventures V LLC (“Vast Five”) and Vast Ventures VI LLC (“Vast Six”). [read post]
