Search for: "David Smith, Individually"
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9 Jul 2018, 12:46 pm
The post FINRA Suspends Registered Individuals in June 2018 for Violations of FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
9 Jul 2018, 12:43 pm
The post Registered Individuals Barred by FINRA in June 2018 for Failing to Comply with FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
With Carpenter v. United States, Supreme Court Edges Fourth Amendment Doctrine into the 21st Century
27 Jun 2018, 12:25 pm
In the upcoming terms, the Court is likely to agree to hear more cases that implicate law enforcement’s access to e-evidence, both stored domestically and abroad, and the individual’s right to privacy. [read post]
With Carpenter v. United States, Supreme Court Edges Fourth Amendment Doctrine into the 21st Century
27 Jun 2018, 12:25 pm
In the upcoming terms, the Court is likely to agree to hear more cases that implicate law enforcement’s access to e-evidence, both stored domestically and abroad, and the individual’s right to privacy. [read post]
27 Jun 2018, 9:13 am
Key Findings Trade barriers such as tariffs raise prices and reduce available quantities of goods and services for U.S. businesses and consumers, which results in lower income, reduced employment, and lower economic output. [read post]
26 Jun 2018, 10:30 am
(In this respect the best early take, emphasizing the possible implications of Carpenter for "bulk" foreign intelligence surveillance collections, is this piece by David Kris.)Those aspects of the decision are certainly momentous, but they don't begin to tell the whole story. [read post]
20 Jun 2018, 5:00 pm
Seibert, in which a four-justice plurality opinion authored by Justice David Souter espoused one rule and Justice Anthony Kennedy, concurring only in the judgment, advocated another. [read post]
6 Jun 2018, 8:36 am
Smith was refined first in Church of Lukumi Babalu Aye Inc. v. [read post]
4 Jun 2018, 5:29 pm
Smith is desperately wrong because it does not understand the need for making workable accommodations between general public laws and religious liberties. [read post]
4 Jun 2018, 1:25 pm
Smith that "an individual's religious beliefs" do not "excuse him from compliance with an otherwise valid law. [read post]
4 Jun 2018, 6:30 am
The post May 2018 Disciplinary Actions from FINRA Name Individuals Suspended for Failing to Comply with FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
4 Jun 2018, 6:26 am
Morgan Securities LLC Chase Investment Services Corp Joshua David Ellis LPL Financial LLC BCG Securities, Inc. [read post]
2 Jun 2018, 10:35 am
Smith reflected on the state of democracy and the rule of law in the Trump era. [read post]
31 May 2018, 3:00 am
(See David Schleicher’s individual explainer on the Seventeenth Amendment.) [read post]
17 May 2018, 9:30 pm
Previously an FTC staff attorney, Smith rejoins the Commission from the law firm Covington & Burling, where Smith was a partner and represented companies previously investigated or under investigation by FTC, including Equifax, Facebook, and Uber. [read post]
15 May 2018, 12:30 pm
Shepherd Smith Edwards and Kantas, LTD LLP is an investor fraud law firm. [read post]
15 May 2018, 10:58 am
Mischnick — Minneapolis, MN Smith, Gambrell & Russell LLP — Thomas Wiseman — Washington, DC Smith, Gambrell & Russell LLP — Greg Kirsch — Altanta , GA Southeaster IP Consulting LLP — John R. [read post]
14 May 2018, 7:08 am
This is the interesting part of the decision, occasioning a rather lively debate between the panel majority (Judges Bea and Robreno) and Judge Smith, concurring. [read post]
14 May 2018, 6:46 am
While that case was pending, Elliott-Thomas also sued two school board members and Appellants David Kane Smith and David Hirt, the lawyers who represented the school defendants in the wrongful termination case, for tortious interference with evidence in the wrongful termination case. [read post]
8 May 2018, 8:55 am
Carlos Antonio Rodriquez UBS Financial Services Inc Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
