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13 May 2016, 6:02 am by Steve Parker
Last month the Securities and Exchange Commission (SEC) instituted and simultaneously settled an administrative enforcement case in which a civil penalty of $225,000.00 was assessed against Cambridge Investment Research Advisors, Inc. [read post]
31 Mar 2015, 6:27 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) recently sanctioned brokerage firm Foothill Securities, Inc. [read post]
8 Oct 2010, 5:00 am by Elizabeth Leibsle
 MGIC also owned 46% of C-BASS, a joint venture between MGIC and another mortgage insurer, Radian Group Inc. [read post]
13 May 2011, 1:30 pm
  The District Court subsequently granted the plaintiffs’ motion to remand the case based on the “home-state exception” in 28 U.S.C. [read post]
27 Dec 2009, 9:36 pm by Will Nefzger
Responsible parties can include designers, manufacturers and retailers of a dangerous and defective product. [read post]
5 Dec 2017, 12:01 pm by ligitsec
The user then saves his MP3 files in the library directory, using self-designated file names. [read post]
15 Feb 2008, 5:15 am
When Chancellor Allen put out his decision in In Re Caremark International, Inc. [read post]
24 Jun 2024, 12:02 pm by Jocelyn Bosse
The Court confirmed that moral rights have a high level of protection, but these rights are not absolute, although the total removal in this case was disproportionate.Antonios Baris discussed the decision in Warner Chappell Music, Inc. v. [read post]
30 May 2011, 9:09 pm
Last week, AG Harris established a task force designed to obtain convictions and civil judgments in several mortgage-related fraud cases. [read post]
11 Oct 2009, 12:34 pm by Santiago J. Padilla
Home Depot U.S.A., Inc., No. 08-12199 (11th Cir., 2009), two employees were subjected to comments, caressing, unwanted hugs, stroking of their hair, and touching of their thighs by their supervisor. [read post]
6 Dec 2016, 5:00 am by John Jascob
Jason Howard, J.D.United Airlines parent company, United Continental Holdings, Inc., has agreed to settle charges brought by the SEC concerning its reinstatement of an unprofitable route at the behest of a former chairman of the Port Authority of New York and New Jersey (In the Matter of United Continental Holdings, Inc., Release No. 34-79454, December 2, 2016).South Carolina Route. [read post]