Search for: "E* Trade Bank" Results 441 - 460 of 18,452
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18 Jul 2012, 2:43 pm by Mike Scarcella
" The air trade industry's case, Boasberg concluded, "does not embody such a situation. [read post]
26 Nov 2009, 2:23 am
Office of Fair Trading v Abbey National plc and others [2009] UKSC 6; [2009] WLR (D) 341 "Charges levied by banks in respect of unauthorised overdrafts were part of a 'package' of services and consideration and their fairness was exempt from review under reg 6(2)(b) of the Unfair Terms in Consumer Contracts Regulations 1999. [read post]
9 Feb 2018, 10:00 am by Simon Lovegrove
The webpage contains links to notices relating to the following areas: markets in financial instruments; banking and payment services; post-trade financial services; asset management; credit rating agencies; insurance and reinsurance; and statutory audit. [read post]
25 Feb 2020, 6:30 am by Jenny Gesley
” My colleague Elizabeth Boomer and I will provide insight into the history, structure, key functions, and current developments at the International Monetary Fund (IMF), the World Bank, and the World Trade Organization (WTO). [read post]
9 Jul 2019, 12:57 pm by Astarita
Five federal financial regulatory agencies announced on Tuesday that they adopted a final rule to exclude community banks from the Volcker Rule, consistent with the Economic Growth, Regulatory Relief, and Consumer Protection Act.The Volcker Rule generally restricts banking entities from engaging in proprietary trading and from owning, sponsoring, or having certain relationships with hedge funds or private equity funds. [read post]
18 Jan 2023, 12:56 pm by Matthew Dochnal
For example, Agents and Corporations, Inc. trades under the name “IncNow”. [read post]
23 Sep 2021, 1:48 pm by Associated Press
WASHINGTON — Federal Reserve Chair Jerome Powell said Wednesday that the central bank will overhaul its financial ethics policies in response to growing questions about investing and trading decisions by high-ranking Fed officials that raise potential conflicts of interest. [read post]
11 Mar 2008, 1:11 pm
Shear, a 26-year veteran of the investment bank, left last week, the Journal reported. [read post]
2 Mar 2009, 2:49 am
Office of Fair Trading v Abbey National plc and others [2009] EWCA Civ 116; [2009] WLR (D) 69 “Terms in standard form contracts between bank and customer providing for relevant charges when a customer gave instructions for payment but had insufficient funds in his current account were not exempt from assessment as to fairness under reg [...] [read post]
24 Aug 2008, 5:42 am
The ANZ Bank has released the report of a Review Committee (pdf) which examined the Bank's involvement in Securities Lending and its relationship with Broker clients including the Opes Prime group (Opes). [read post]
7 Dec 2008, 7:17 am
German Central Bank Chief Outlines Vision of Financial Regulation Reform The coming reform of financial regulation must enhance transparency concerning unregulated business areas and markets, including hedge funds, OTC traded derivatives and off-balance-sheet vehicles, emphasized Axel Weber, President of the Deutsche Bundesbank. [read post]
20 Apr 2009, 4:59 pm
Solvent banks want to repay the TARP funds pressed on them during the Bush Administration... [read post]
On 21 March 2018, the Dutch Central Bank (De Nederlandsche Bank, DNB) published Q&As relevant to investment firms dealing on own account (handelaren voor eigen rekening), so-called proprietary trading firms. [read post]
23 Jan 2014, 11:15 am by Gregory K. Bader
In issuing the interim rule, the regulators have sought to balance the spirit of the Volker Rule with the need for banks to engage in legitimate types of trading. [read post]
27 Dec 2019, 6:59 am
Second, we use a high-frequency institutional trading database that holds the precise trades made by institutional investors consisting of about 10% of the market’s overall trading volume over the same time-period. [read post]
10 Aug 2010, 7:30 am by admin
Jeff Merkley (D-Ore.) and Carl Levin (D-Mich.) offered regulators detailed guidelines for drafting rules on banks’ proprietary trading activities and hedge fund investments… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
2 Aug 2017, 8:30 am by Daily Record Staff
Bethesda-based ProShares, a provider of exchange-traded funds, announced on Tuesday that it would liquidate 13 funds. [read post]
2 Apr 2011, 10:29 am by James Hamilton
BIS pointed out that requiring it to submit its trades to clearing via a clearing broker could threaten the confidentiality required by BIS's central bank clients and impair its operational capability. [read post]