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6 Dec 2023, 2:35 am
Each code of practice recommends that employers implement a clear and comprehensive equal opportunities policy that contains certain key details (e.g., that employees know where to make complaints of discrimination or harassment), and that they conduct equal opportunities training on their respective grounds. [read post]
5 Dec 2023, 9:05 pm
For example, FINRA’s Blue Sheets contain both trading and account holder information, so that for any trade that a firm executes on behalf of its client, the firm is keeping a record of the name of the security, the date of the trades, and the party with whom the firm traded. [read post]
4 Dec 2023, 9:02 am
The draft Delegated Regulation follows an opinion that the European Banking Authority issued on 27 April 2023 which responded to a letter from the European Commission which notified the European Supervisory Authority that it would be adopting, with amendments, the final draft RTS. [read post]
3 Dec 2023, 9:05 pm
The DFA required all publicly traded banks with at least $10 billion of consolidated assets to have a risk committee consisting of members from the board of directors. [read post]
3 Dec 2023, 12:06 am
In 2020, the appellant, Climate Wiseman, was successfully prosecuted for fraud following an investigation by Southwark Trading Standards into the marketing and sale of an oil mixture which, he claimed, could cure COVID victims or protect against infection. [read post]
2 Dec 2023, 1:45 pm
National Australia Bank Ltd., 561 U.S. 247, 255 (2010). [read post]
2 Dec 2023, 8:41 am
In the U.S., you can report it to the Federal Trade Commission (FTC) through IdentityTheft.gov. 7. [read post]
1 Dec 2023, 10:14 am
Since then, the anti-ESG movement has snowballed, shifting from targeting grassroots activists to taking on some of the nation’s largest banks. [read post]
1 Dec 2023, 10:00 am
For example, 501(c)(3) companies, large corporations, dormant companies, banks, investment entities, public utilities, or any entity with government authority are exempt from reporting. [read post]
1 Dec 2023, 8:32 am
This could include your bank, online retailers, or service providers. [read post]
1 Dec 2023, 1:16 am
The SEC alleges that the CEO used one of the entities as his “own personal bank account,” to fund a lavish lifestyle of private jets, yachts, and expensive residences. [read post]
30 Nov 2023, 9:03 pm
A record number of trade issues were raised at the latest World Trade Organization (WTO) meeting on safe food. [read post]
30 Nov 2023, 8:30 pm
Combined with the $1.8 million in trade payments, a total figure emerged remarkably similar to – one might suggest suspiciously similar to – the $3 million claimed by Darwin. [read post]
30 Nov 2023, 7:20 pm
Four highlights from this post: The Robots Will Insider Trade; AI's Reverberations across Finance; JPMorgan Says AI Technology Is Starting to Generate Revenue; and BankThink Gen AI is the key to making Gen Z love banks. [read post]
30 Nov 2023, 12:48 pm
Spoofing is trading in which the asserted trades are not intended to be executed which creates the appearance of market activity to cause other market participants to trade against orders that were actually executed. [read post]
30 Nov 2023, 4:59 am
The Ministry of Defense added that the addition of the warship, HMS Diamond, will allow freedom of navigation and the safe flow of trade. [read post]
29 Nov 2023, 9:01 pm
” The SEC’s press release specifically called out actions against several large banks, among 22 other advisory firms, broker-dealers, and credit rating agencies, which resulted in over $400 million in penalties. [read post]
29 Nov 2023, 12:31 pm
Thus, for example, a price term that references an extrinsic event or a commercial practice or trade usage can be sufficiently definite. [read post]
29 Nov 2023, 11:26 am
Trading with the Enemy Act (50 U.S.C. [read post]
29 Nov 2023, 3:33 am
Personal property exemptions in Oregon cover household goods, tools of the trade, and more. [read post]
