Search for: "Equity Funding LLC "
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11 Dec 2020, 7:31 am
If you have been the victim of elder financial abuse or your financial advisor caused you to lose your retirement funds, we can help. [read post]
11 Dec 2020, 6:01 am
Silverman, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, December 8, 2020 Tags: Accredited investors, Capital formation, Equity offerings, Investor protection, Registration exemptions, Retail investors, SEC, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Who Benefits from Analyst “Top Picks”? [read post]
7 Dec 2020, 6:16 am
An LLC can have a single member owner or have multiple members. [read post]
27 Nov 2020, 5:58 am
Ellerman and Szu Hui Ho, Pay Governance LLC, on Wednesday, November 25, 2020 Tags: Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting [read post]
20 Nov 2020, 6:57 am
Fidelity Brokerage Services LLC John Evans Wells Fargo Clearing Services, LLC Foreside Fund Services, LLC Dia Howell U.S. [read post]
20 Nov 2020, 6:00 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, November 14, 2020 Tags: Boards of Directors, Conflicts of interest, Corporate fraud, Corwin, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Liquidity, Management, Merger litigation, Mergers & acquisitions, Private equity, Securities litigation, Shareholder suits Statement of Commissioners Peirce and Roisman on Andeavor… [read post]
19 Nov 2020, 6:47 am
The Company was formed for the purpose of investing in “low and moderate-income housing projects backed by tax credit equity investors in New York and New Jersey. [read post]
8 Nov 2020, 5:05 pm
These other individuals included Applied’s patent attorney, outside general counsel, and accountant along with a long-time associate of Farley who was an expert in company valuation and was well-connected in the private equity and hedge fund arena. [read post]
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted by Steve… [read post]
5 Nov 2020, 7:35 am
“This is a strong regulatory tightening signal,” Shujin Chen and Alfred He, equity analysts at brokerage Jefferies, said in a report for investors. [read post]
3 Nov 2020, 7:23 am
The first customer sold securities in her firm account in order to fund the loan. [read post]
30 Oct 2020, 6:01 am
Gottfried, Morgan, Lewis & Bockius LLP, on Wednesday, October 28, 2020 Tags: COVID-19, Hedge funds, Hostile takeover, Institutional Investors, Mergers & acquisitions, Private equity, Shareholder activism, Shocks, Special purpose vehicles, Takeover defenses Changes to Shareholder Proposal Eligibility Rules Posted by Elizabeth Bieber, Andrea Basham and Jack Liechtung, Freshfields Bruckhaus Deringer LLP,… [read post]
2 Oct 2020, 12:24 pm
Instead, the complaint said he shuffled money to his personal credit card accounts and a home equity line of credit. [read post]
1 Oct 2020, 3:37 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC… [read post]
30 Sep 2020, 10:28 pm
Some of the federal bankruptcy exemptions include: Automobile ($4,000 in equity in one vehicle) Child Support and Alimony Health Aids Implements, books, and tools of the trade up to $2,525. [read post]
30 Sep 2020, 9:54 am
Warrior Centric Health LLC, an Ellicott City-based commercial health equity solutions provider, received a $200,000 investment from TEDCO, Maryland’s leading source of funding for early-stage, technology-based businesses. [read post]
25 Sep 2020, 6:31 am
Scott (Harvard Law School) and John Gulliver (Program on International Financial Systems), on Monday, September 21, 2020 Tags: Capital markets, DOL, ERISA, Fund performance, Investor protection, Private equity, Retail investors, Retirement plans, SEC, Securities regulation ESG Disclosures: Frameworks and Standards Developed by Intergovernmental and Non-Governmental Organizations Posted by Mark S. [read post]
24 Sep 2020, 5:09 pm
The new company was formed by Lightyear Capital LLC, a New York privacy equity firm focused on financial services, as the lead investor, with a significant minority stake held by Greater Sum Ventures. [read post]
23 Sep 2020, 8:43 am
Investors make their investment in Cardone Capital’s equity funds, including Cardone Equity Fund V, LLC and Cardone Equity Fund VI, LLC, which acquire the interests in income generating real estate. [read post]
23 Sep 2020, 7:45 am
Investments are made through Cardone Capital’s equity funds, such as Cardone Equity Fund V, LLC (Fund V) and Cardone Equity Fund VI, LLC (Fund VI). [read post]
