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1 Oct 2020, 2:30 pm by Kevin LaCroix
  A board executive committee can serve as a sounding board for a company’s general counsel, CEO, or individual directors, enabling consultation and discussion to explore an issue or concern without making a presentation to the full board. [read post]
13 May 2019, 5:34 pm by Mike Mireles
  The UK FRC’s ConsultationOn 6 February 2019, the UK Financial Reporting Council took the bold step of launching a consultation on Business Reporting of Intangibles: Realistic proposals. [read post]
13 Apr 2012, 11:29 am by D. Daxton White
As the deal was being completed, Concepcion said Lincoln Financial executives objected to the deal. [read post]
23 Oct 2020, 1:44 am by Simon Lovegrove (UK)
These included a: Consultation setting out proposals to introduce new market access arrangements for financial services between the UK and Gibraltar. [read post]
30 Jun 2020, 7:48 am by Renae Lloyd
According to the Financial Industry Regulatory Authority ( FINRA), Angelo Talebi was previously suspended from the securities industry and fined $10,000 for allegedly executing transactions in a customer’s online account. [read post]
14 Jun 2017, 7:06 am by John Jascob
Nelson, J.D.Treasury Secretary Steven Mnuchin published the report on financial regulation core principles that had been requested in an executive order issued by President Trump. [read post]
10 Dec 2019, 2:52 am by Zaynah Bamgboye and Lisa Lee Lewis (UK)
The FCA’s Executive Director of Supervision – Investment, Wholesale and Specialist, Megan Butler, gave a speech at the TISA’s Operational Resilience Forum in London about their joint consultation paper published on 5 December 2019 regarding operational resilience. [read post]
16 Sep 2015, 6:04 am by Adam Weinstein
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
4 Oct 2010, 4:32 am
  The MoU formalizes the procedure for consultation, cooperation and coordination between the U.S. insurance regulators and the Bureau, and allows for the sharing of information about regulated persons and entities.NAIC Chief Executive Officer Dr. [read post]
6 Apr 2009, 7:00 am
Neal is Senior Executive Officer at SDR Consulting and in Modeling Brand Equity, he writes on branding: Measurement Issues The challenge to both marketers and marketing researchers is determining how we measure and manage the intrinsic value of a brand (its equity) and how do we tie that value and our attempts to improve value to customer loyalty. [read post]
1 Dec 2019, 6:42 am
Glassner is the Chief Executive Officer of Veritas Executive Compensation Consultants, LLC (Veritas). [read post]
8 Oct 2019, 6:31 am
Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Editor's Note: Seymour Burchman and Mark Emanuel are Managing Directors at Semler Brossy Consulting Group, LLC. [read post]
10 Sep 2012, 10:47 pm
The consultation is supplementary to the Marital Property Agreements consultation and considers two aspects of the law relating to the financial consequences of divorce and of the dissolution of civil partnership:(1) the law relating to financial needs on divorce and dissolution; and (2) the legal status of “non-matrimonial property”.In relation to financial needs, the consultation will recommend both a reform of the law and what… [read post]
12 Dec 2019, 7:07 am by Simon Lovegrove (UK)
On 12 December 2019, the Financial Action Task Force (FATF) published a speech by its Executive Secretary, David Lewis, at the 7th International Anti-Money Laundering and Compliance Conference. [read post]
Notably, ASIC is currently consulting on class orders about financial requirements in considering whether to remake certain class orders. [read post]
29 Mar 2018, 12:28 pm by Renae Lloyd
., and one of its former sales executives in a fraudulent revenue recognition scheme designed to inflate the company’s reported financial results. [read post]
These consultants included all central roles, such as president and chief financial and executive officers. [read post]
Although Lucian Bebchuk is a consultant to the US Treasury's office of the special master for TARP executive compensation, the views expressed in the post should not be attributed to that office. [read post]
29 Jul 2009, 8:36 am
The House Financial Services Committee approved legislation on Tuesday that would require U.S. companies to hold annual advisory votes on executive compensation. [read post]