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Advising our clients on compliance with laws and regulations is, hands down, the most important aspect of our role as attorneys. [read post]
13 Dec 2020, 9:06 pm by Jerry Ellig
The 1970 Penn Central Railroad bankruptcy was the largest corporate bankruptcy at that time. [read post]
11 Dec 2020, 6:43 am by Abby Lemert, Eleanor Runde
Corporate debt has been a rising issue in China since the Hu government’s big-spending response to the 2008 financial crisis. [read post]
10 Dec 2020, 2:35 pm by Kevin LaCroix
Many tech companies are incorporated in Nevada; most REITs are incorporated in Maryland; many financial services companies are incorporated under the laws of New York. [read post]
7 Dec 2020, 10:16 am by William Ford, Tia Sewell
Relevant experience may include past work at a think tank, research institute or financial firm.Required Knowledge, Skills and Abilities Experience or education in int [read post]
7 Dec 2020, 8:58 am by Alan Rosca
Previously, Ashley worked for Sigma Financial Corporation located in Ann Arbor, Michigan, from February 2002 until May 2002 and Walnut Street Securities located in El Segundo, California from March 2000, until February 2002. [read post]
7 Dec 2020, 8:58 am by Alan Rosca
Previously, Ashley worked for Sigma Financial Corporation located in Ann Arbor, Michigan, from February 2002 until May 2002 and Walnut Street Securities located in El Segundo, California from March 2000, until February 2002. [read post]
The FTC is responsible for the enforcement of Section 5 of the FTC Act, which prohibits unfair and deceptive practices in or affecting commerce. [read post]
4 Dec 2020, 4:19 am by Alan Rosca
Investors are entitled to accurate information about a company’s financial condition and the SEC is committed to holding accountable corporate executives who deceive investors. [read post]
4 Dec 2020, 4:19 am by Alan Rosca
Investors are entitled to accurate information about a company’s financial condition and the SEC is committed to holding accountable corporate executives who deceive investors. [read post]
30 Nov 2020, 10:18 am by Chris Manes
E-commerce, advanced telecommunications, and the new prevalence of remote work have combined to give many married couples more flexibility in their working and living arrangements than in the past. [read post]
30 Nov 2020, 6:09 am
For example, if an e-commerce company outperformed in 2020 due to COVID, is it appropriate to set 2021 financial targets below 2020 attainment levels? [read post]
20 Nov 2020, 10:10 am
Management of Native American Tribe's Investment Portfolio Prompts FINRA Bar (BrokeAndBroker.com Blog)CEO Charged With Securities And Bank Fraud In Alleged Scheme To Raise Funds For Digital Advertising Company / CEO Accused of Having Corporate Executive Clients Impersonated to Raise Investments (DOJ Release)SEC Charges E-Commerce Startup and CEO With Defrauding Investors (SEC Release)SEC Charges Former Finance Department Employee with Insider Trading (SEC Release)Frail,… [read post]
15 Nov 2020, 1:18 pm by Kevin LaCroix
-listed Chinese Internet commerce company that owns 33% of Ant Group’s equity interest. [read post]
13 Nov 2020, 7:59 am by USPTO
The program matches volunteer patent professionals with a financially under-resourced inventor or small business owner to provide counsel for securing a patent. [read post]
10 Nov 2020, 7:19 am by John Jascob
Yates is perhaps best known in corporate law circles, however, for the "Yates memo" in which she outlined then-DOJ policy on individual accountability and corporate wrongdoing.Finally, according to multiple media reports, President-elect Biden will lean on former CFTC Chairman Gary Gensler for advice on oversight of the financial industry. [read post]