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27 Nov 2023, 7:59 am
On 27 November 2023, HM Treasury (HMT) published a joint statement on the UK-Japan Financial Dialogue and Financial Regulatory Forum, which took place in Tokyo between Japan (the Ministry of Finance and the Financial Services Agency) and the UK (HMT, the Bank of England and the Financial Conduct Authority). [read post]
29 Nov 2018, 11:25 am
The Ohio OBM provides analysis, fiscal research, and financial management services to state agencies and the Office of the Governor. [read post]
4 Apr 2023, 1:19 pm
FINRA Censures and Fines Fortune Financial Services In February 2023, FINRA reportedly sanctioned Fortune Financial Services in connection with variable annuity recommendations. [read post]
12 Apr 2018, 7:43 am
Yesterday, Mick Mulvaney made his first appearance as CFPB Acting Director before the House Financial Services Committee to present the Bureau’s Semi-Annual Report to Congress for the period beginning April 1, 2017, and ending September 30, 2017, a period of time when Richard Cordray was still the Director. [read post]
28 Jun 2024, 5:29 am
Many services and companies offer reduced prices, significantly lowering your living costs. [read post]
11 Jan 2024, 8:52 am
On 11 January 2024, the Prudential Regulation Authority (PRA) published Consultation Paper CP1/24 on the Financial Services Compensation Scheme (FSCS) Management Expenses Levy Limit (MELL) for 2024/25. [read post]
5 Jun 2024, 8:20 am
Therefore in this note, we set out some of the key developments we expect to see in the area of financial services in the course of the upcoming legislature. [read post]
6 Dec 2018, 7:00 am
Countrywide Pre-Paid Legal Services offers a financial wellness plan. [read post]
4 Aug 2012, 9:17 am
The recommendation was made to the Financial Services Agency, which then ordered the firm to implement measures to improve its internal controls in order to prevent a recurrence of this conduct and periodically report to the FSA on the effectiveness of these remedial efforts. [read post]
2 Jun 2021, 10:01 am
Aquiline, based in New York and London, invests in businesses across financial services and technology, business services, and healthcare. [read post]
11 Dec 2015, 2:23 pm
The Financial Industry Regulatory Authority (FINRA) has accused Comprehensive Asset Management and Servicing Inc (CAMS) of failing to meet its supervisory obligations in a numerous areas, including variable annuities. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has recently published two speeches reiterating the broad and fundamental importance of diversity and inclusion within financial services. [read post]
22 Apr 2015, 4:52 pm
It covers topics like budgeting for daily expenses, managing debt, and avoiding common financial traps. [read post]
19 Feb 2024, 10:00 pm
Recent interagency guidance provides a framework for the risk management of climate-related financial risks for large financial institutions with over $100 billion in total consolidated assets. [read post]
24 Mar 2022, 9:12 am
In this 20-minute webinar, our financial services and regulation team will highlight these issues and provide practical guidance for financial institutions. [read post]
