Search for: "First Financial Asset Management, Inc."
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29 Jun 2016, 4:27 pm
The common equity capital ratio–which compares high-quality capital to risk-weighted assets–of the 33 bank holding companies in the 2016 CCAR has more than doubled from 5.5 percent in the first quarter of 2009 to 12.2 percent in the first quarter of 2016. [read post]
7 Jun 2024, 6:19 am
Neuberger Berman Management Inc. [read post]
3 Jan 2020, 1:46 pm
However, a formal complaint has been filed by The Financial Industry Regulatory Authority Inc. [read post]
13 Jul 2022, 3:55 am
(RTL), a publicly traded REIT managed by AR Global and formerly known as American Finance Trust (AFIN). [read post]
13 Jul 2022, 3:55 am
(RTL), a publicly traded REIT managed by AR Global and formerly known as American Finance Trust (AFIN). [read post]
29 Dec 2011, 6:11 am
This is a corollary to the first rule. [read post]
4 May 2009, 2:53 am
Indeed, 27 of the 32 banks that have failed so far this year have involved financial institutions below $1 billion in assets, which is one standard measure of community banks. [read post]
23 Apr 2022, 3:00 am
Schonowe Volunteer Fire Company, Inc. [read post]
23 Apr 2022, 3:00 am
Schonowe Volunteer Fire Company, Inc. [read post]
18 Jan 2018, 12:32 pm
GreenHunter Energy, Inc. v. [read post]
2 Sep 2009, 7:46 am
The problems at Merriman Curhan Ford Group Inc. were the talk of San Francisco's financial community when it broke in June 2008. [read post]
28 Jan 2013, 7:49 am
The fiduciary responsibility of the broker is to recommend the best financial protection of the employer assets both for the short term and for the long term. [read post]
26 Oct 2018, 12:44 pm
The Orders allege that AEGON USA Investment Management LLC, Transamerica Asset Management, Inc., Transamerica Capital, Inc., and Transamerica Financial Advisors, Inc., marketed various products and investment strategies that used a “proprietary quant model” while failing to verify whether the models functioned as intended and without disclosing known risks connected with the models. [read post]
23 Feb 2009, 12:02 pm
"That's the first step," he says. [read post]
28 Jan 2011, 12:28 am
According to Popular, Inc. [read post]
5 May 2023, 4:00 am
The deal, ironically, was announced within days of Thomson Reuters having sold, to an alternative asset management firm, a majority stake in one of its significant businesses aimed at legal markets. [read post]
14 Nov 2011, 2:13 pm
An action was brought against AXA Rosenberg Group LLCandnbsp;and its founderandnbsp;for concealing a significant error in the computer code of the quantitative investment model that they used to manage client assets, resulting in a $217 million payment from AXA to cover investor losses and a $25 million penalty. [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance & ethics, Corporate… [read post]
19 Aug 2013, 2:12 am
Mergermarket in-conjunction with Policy & Regulatory Report (PaRR), part of the Financial Times Group, is proud to present its first full-day conference on competition and antitrust trends. [read post]
17 Jun 2019, 1:29 pm
Kayne manages approximately $30 billion in assets (as of 3/31/2019) for institutional investors, family offices, high net worth and retail clients and employs 350 professionals in five offices across the U.S. [read post]
