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30 Apr 2021, 3:58 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5831/securities-industry-commentator/Testimony Before the House Committee on Financial Services of SEC Chair Gary Gensler / May 6, 2021GUEST BLOG [In]Securities: Mind Games by Aegis Frumento Esq (BrokeAndBroker.com Blog)New York and Florida Resident Charged with $3.8 Million Paycheck Protection Program Fraud Scheme (DOJ Release)Two Texas… [read post]
1 Jun 2022, 7:26 am
In justifying the measures, SEC Chairman Gary Gensler has underscored investors’ needs and demands for consistent and comparable information around climate matters.Meanwhile, members of Congress and state officials have voiced their strident opposition to the proposal claiming the agency has far exceeded its authority, with promises of court action if the rules are approved in their current form. [read post]
13 Aug 2021, 10:15 am
During a recent speech discussing the intersection of national security with cryptocurrencies at the Aspen Security Forum, Gary Gensler, the new Chairman of the Securities and Exchange Commission (SEC), made clear the SEC will use its broad powers to continue protecting investors from the volatility associated with cryptocurrency markets which he characterized as the “Wild West. [read post]
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
22 Mar 2023, 9:01 pm
This statement was issued on March 22, 2023, by Gary Gensler, chair of the U.S. [read post]
13 Feb 2011, 7:19 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, House Financial Services Committee Chair Spencer Bachus (R-ALA) requested information regarding the protocols in place to ensure the integrity of the equity and commodity trading systems at various exchanges. [read post]
28 Jun 2021, 5:50 am
On June 7, 2021, Securities and Exchange Commission (SEC) Chair, Gary Gensler, expressed concern about potential abuses of Securities Exchange Act Rule 10b5-1 and announced that he expects to revise the rule. [1] The agency followed with an updated regulatory agenda which signals that proposed new rules may come before the end of the year. [read post]
5 Nov 2021, 3:20 am
Want a statement from Gary Gensler? [read post]
25 Sep 2021, 6:19 am
Responding to a recent call from SEC Chair Gary Gensler to “freshen up” Rule 10b5-1, a subcommittee of the SEC’s Investor Advisory Committee (IAC) released draft recommendations on August 26 calling for changes to the operation of Rule 10b5-1 securities trading plans. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
11 Nov 2022, 6:16 am
”During Gensler’s “Squawk Box” appearance, Sorkin had asked about a March 29, 2022 entry in Gensler's calendar indicating a meeting Gensler had with Bankman-Fried. [read post]
7 Mar 2024, 1:30 am
Here are supporting statements from SEC Chair Gary Gensler, Commissioner Crenshaw, and Commissioner Lizárraga, and the dissenting statements from Commissioner Peirce and Commissioner Uyeda. [read post]
29 Nov 2010, 5:24 pm
Referencing the holiday movie It's A Wonderful Live, CFTC Chair Gary Gensler said that in passing the Dodd-Frank Act, Congress determined that it is incumbent upon regulators to update to the reality that we no longer live in George Bailey’s pre-derivatives originate and hold time. [read post]
21 Jan 2021, 3:36 pm
On January 18, President Biden announced Gary Gensler as his nomination to be the next Chairman of the SEC. [read post]
13 Jan 2011, 7:25 am
In a letter to CFTC Chair Gary Gensler, Senators Bill Nelson (D-FL) and Maria Cantwell (D-Wash) urged the CFTC to use the power bestowed on it by the Dodd-Frank Act to quickly and aggressively impose position limits on the amount of speculative investment in oil, wheat and other commodities and to reject industry entreaties to delay or weaken the regulations. [read post]
28 May 2021, 6:01 am
Securities and Exchange Commission has indicated that ESG disclosure regulation will be a central focus of recently confirmed SEC Chair Gary Gensler’s tenure. [read post]
27 Apr 2021, 9:45 am
Senate confirmed Gary Gensler, President Joe Biden’s nominee, to chair the U.S. [read post]
27 Apr 2021, 9:45 am
Senate confirmed Gary Gensler, President Joe Biden’s nominee, to chair the U.S. [read post]
