Search for: "Gary Gensler" Results 441 - 460 of 1,233
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4 Aug 2022, 6:30 am
In his statement, SEC Chair Gary Gensler indicated that the proposed amendments would “improve the shareholder proposal process” by providing “greater certainty as to the circumstances in which companies are able to exclude shareholder proposals from their proxy statements. [read post]
3 Aug 2022, 12:07 pm by Race to the Bottom
Since then, the SEC’s chair, Gary Gensler, has directed efforts to research and propose a set of rules aiming to make the US retail securities market more transparent and fair. [read post]
31 Jul 2022, 9:01 pm by Gary Gensler
This statement was issued on July 29, 2022, by Gary Gensler, chairman of the U.S. [read post]
29 Jul 2022, 8:20 am by John Jascob
By Lene Powell, J.D.In a letter to SEC Chair Gary Gensler, Senate Banking Committee Ranking Member Pat Toomey (R-Pa) slammed a “continued unwillingness by the SEC to give regulatory clarity to the cryptocurrency community and consumers. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
27 Jul 2022, 9:16 pm by Liz Dunshee
In remarks yesterday to the Center for Audit Quality, SEC Chair Gary Gensler marked the 20-year anniversary of the Sarbanes-Oxley Act, as well as the Enron and WorldCom debacles that preceded it. [read post]
22 Jul 2022, 2:10 pm by Steve Bainbridge
Instead of having Congress decide whether the SEC or CFTC (or Treasury) is the correct regulator, Gensler is using enforcement suits to seize jurisdiction. [read post]
22 Jul 2022, 8:55 am by Zak Gowen
Crypto Regulation Weekly: Congress Could Challenge Control SEC Seeks With Ripple SuitPYMNTS – July 20, 2022 All in all, this wasn’t a very good week for Securities and Exchange Commission Chairman Gary Gensler’s fight to win regulatory control over cryptocurrencies. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
18 Jul 2022, 11:30 pm by Aarthi Anand
The DOJ made the first arrest involving NFTs (alleging insider trading) on June 7, following closely on the heels of SEC Chairman Gary Gensler initiating an SEC inquiry into the NFT market. [read post]
18 Jul 2022, 1:20 pm by Mark Astarita
The Securities and Exchange Commission today announced that Jaime Lizárraga has been sworn into office as a Commissioner by Chair Gary Gensler. [read post]
17 Jul 2022, 6:23 am
According to SEC Chair Gary Gensler, the “U.S. is blessed with the largest, most sophisticated, and most innovative capital markets in the world….But we cannot take that for granted. [read post]
17 Jul 2022, 6:23 am
According to SEC Chair Gary Gensler, the “U.S. is blessed with the largest, most sophisticated, and most innovative capital markets in the world….But we cannot take that for granted. [read post]