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19 Jan 2012, 10:21 pm
Citi settles with Finra over alleged conflicts at its brokerage, Investment News, January 20, 2012 Finra Fines Citigroup $725,000 For Alleged Research Violations, The Wall Street Journal, January 18, 2012 Financial Industry Regulatory Authority More Blog Posts: Citigroup’s $285M Settlement With the SEC Is Turned Down by Judge Rakoff, Stockbroker Fraud Blog, November 28, 2011 Citigroup Global Markets Inc. [read post]
15 Feb 2018, 3:26 am
Apart from allowing companies to share information online in a safe, transparent, and efficient manner, the emergence of virtual data rooms has also enabled firms to cut down costs related with physical data rooms rentals, transportation, and accommodations.[1] According to IBIS, revenues in the virtual data rooms industry increased from $599.7 million to $803.5 million between 2012 and 2017, representing an annualized growth rate of 7.94% over the last five years.[2] This consistent… [read post]
23 Jun 2007, 5:05 pm
And finally, the SRO arms of NYSE and NASDAQ are officially combining as SIRA--the Securities Industry Regulatory Authority. [read post]
21 Sep 2020, 10:05 am
The bloc unveiled a new industrial strategy in March aimed at promoting green and digital industries. [read post]
5 Mar 2012, 8:14 am
Read a break down of post-MF Global rule proposals. [read post]
17 Feb 2011, 5:40 pm
Securities and commodities industry representatives told the House Financial Services Committee that CFTC and SEC rulemaking implementing the derivatives provisions (Title VII) of Dodd-Frank go beyond what the legislation requires and are not harmonized with international derivatives regulatory efforts. [read post]
15 Nov 2012, 9:21 pm
On November 15, 2012, the FTC approved Hertz Global Holdings, Inc. [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
13 May 2010, 4:58 pm
Sandoz, Inc. [read post]
18 Sep 2009, 6:38 am
(Internet Cases) Global - Trade Marks Non-commercial groups oppose changes in ICANN Committee (Intellectual Property Watch) Global - Patents Lord Hoffman in agreement with Tufty the Cat on software patents? [read post]
30 Aug 2011, 3:14 am
Globalive Wireless Management Corp. [read post]
7 Dec 2016, 3:14 am
[Refusal of RAPID Line Integration for "Computer software for use in industrial automation manufacturing equipment, namely, application software and operator interface software used to integrate manufacturing line, equipment and controls"].In re RiseSmart, Inc., Serial No. 86533730 (December 5, 2016) [not precedential]. [read post]
18 Oct 2010, 2:49 pm
Leading Executives in the Legal Research Industry Join Bloomberg Law Lou Andreozzi and Larry D. [read post]
16 Apr 2011, 4:56 pm
(now part of Duke Energy), Southern Company, and Xcel Energy Inc. [read post]
20 Oct 2009, 9:00 pm
Murphy Oil USA, Inc., 585 F.3d 855 (5th Cir. 2009) (Slip Opn., at 1). [read post]
9 Sep 2009, 7:14 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: US: CAFC debates whether claim term ‘animal’ includes humans: Martek Biosciences Corp v Nutrinova, Inc (Gray on Claims) (Patently-O) (Patently-O) (IP Watchdog) General USPTO-Pfizer workshop on IP & innovation in Mumbai (Intellectual Property Watch) Australia: Full Federal Court… [read post]
15 Aug 2016, 5:00 am
Nelson, J.D.Bats Global Markets, Inc., Nasdaq, and NYSE Group announced they will submit a series of related rule changes to the SEC as part of a larger effort to revise the National Market System Plan to better handle periods of market volatility. [read post]
6 Aug 2018, 1:00 pm
The additional capital supports further expansion. [4] Some of the largest transactions in the medical devices industry in 2017 include the acquisition of Ignyta Inc. by Roche Holdings Inc. for an implied Enterprise Value (EV) of $1.82 billion in the biotechnology sector[6]. [read post]
18 Dec 2018, 12:40 pm
In its Public Statement, the SEC referred to two recent enforcement actions against Paragon Coin, Inc. and CarrierEQ, Inc. [read post]
9 Apr 2010, 4:10 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://thinkipstrategy.com/subscribe/ Highlights this week included: UK passes Digital Economy Bill (Ars Technica) (TorrentFreak) (IP Watch) (1709 Copyright Blog) (Ars Technica) Court of Appeals for the District of Columbia Circuit rules FCC had no right to sanction Comcast for P2P blocking (Ars Technica) (EFF) (Public Knowledge) (Public Knowledge) (TorrentFreak) (IP Spotlight) District… [read post]
