Search for: "Hedge Fund Attorney"
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20 Mar 2019, 10:00 am
Medina, an estate planning and Certified Elder Law Attorney (CELA®) and Certified Financial Planner professional (CFP). [read post]
23 May 2023, 7:11 am
The principal of a hedge fund sold the fund to a third party. [read post]
5 Feb 2025, 6:04 am
In complex corporate (or hedge fund) transactions, whom does the attorney represent? [read post]
Arkansas Sanctions Financial Advisors Raymond Adcock and Charles Ferrill Over Talon Securities Sales
22 Nov 2016, 6:49 am
(Ferrill) concerning their raising of funds for a business plan to operate a hedge fund through two companies – Talon LLC created in February 2011 and Talon LP created in February 2012 (Talon Entities). [read post]
27 May 2014, 1:54 pm
This position, which was advocated by every former real estate or anti-trust lawyer turned hedge fund lawyer, was flatly wrong, but generally embraced by fund managers. [read post]
12 Mar 2008, 5:57 pm
Tavdy then allegedly used this private information to illegally make at least $15 million for hedge funds and $10 million by trading on his own account. [read post]
13 Mar 2008, 10:57 am
Tavdy then allegedly used this private information to illegally make at least $15 million for hedge funds and $10 million by trading on his own account. [read post]
6 Jan 2011, 7:25 pm
FINRA chairman Richard Ketchum has acted decisively to increase supervision of and enforcement because of recent complaints about Hedge funds activity in high-frequency trading venues. [read post]
17 Mar 2011, 7:10 pm
Attorney David B. [read post]
16 Apr 2009, 1:53 pm
The alleged fraud revolved two hedge funds, the Logos Multi-Strategy I LP and the Donum Fund LP. [read post]
24 Nov 2024, 6:04 am
The complaints allege that Pfeifler made unsuitable trading recommendations, and recommending an overconcentration of high risk alternative investments including private placements and hedge funds. [read post]
18 Oct 2011, 3:22 pm
| TIME Ideas | TIME.com Raj Rajaratnam, who was convicted of masterminding the biggest hedge-fund insider trading scheme in American history, federal prosecutors urged U.S. [read post]
12 Jun 2008, 9:10 am
On Tuesday, amid speculation that a former hedge fund CEO and convicted felon had gone on the lam, the Law Blog turned to our colleague and said, “Hmm, wonder what Kobi’s up to. [read post]
30 Jan 2011, 2:35 pm
Most hedge fund managers generally would utilize this exemption from IA registration with the SEC. [read post]
27 Jun 2009, 5:40 pm
Representing investors who have been defrauded by brokerage firms, investment advisors, banks, hedge funds and trust companies is a very specialized practice area. [read post]
14 Nov 2012, 12:56 pm
So, you fancy yourself a fan of hedge funds. [read post]
23 Jan 2015, 6:24 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
27 Apr 2012, 6:15 am
Menlo Park hedge fund manager accused of insider trading in Google, other stocksInsider Trading Riddle: Why Do the Rich Risk It? [read post]
14 Jul 2009, 8:26 am
Marc Dreier, the law firm partner who defrauded his hedge fund clients of hundreds of millions of dollars, was sentenced yesterday by Judge Rakoff in the Southern District of New York. [read post]
16 May 2008, 9:24 am
Position: Senior Securities Attorney Location: New York, NY Job Code: #8997 Description: Prominent boutique law firm with prestigious investment banking and hedge fund clients seeks a senior securities associate or counsel to work directly with their large hedge fund and investment bank clients, to provide securities law advice relating to their investments in public securities and secondarily to resale of private securities. [read post]
