Search for: "IN RE MORGAN STANLEY"
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18 Mar 2008, 11:53 pm
If Daimler and Chrysler, and even Morgan Stanley and Dean Witter have a hard time merging, you can be sure you'll have problems with a China partner. [read post]
26 Feb 2008, 8:00 am
More than 50 percent of Morgan Stanley shareholders voted for a resolution on this topic submitted by the Rossi family. [read post]
17 Feb 2008, 8:29 am
., Morgan Stanley and Ameriprise Financial Inc. have them on staff as well. [read post]
16 Feb 2008, 12:13 am
According to Bloomberg, Morgan Stanley and Bear Stearns Cos. sold the first commercial mortgage backed security of the year: Morgan Stanley Sells First Commercial Mortgage Security of 2008.It was a $1.2 billion dollar package of which $630 million was in the senior position. [read post]
7 Feb 2008, 6:05 am
"[24] Additionally, a defendant does not need to purchase or sell actual securities to be found liable, which is also a much broader provision than under the federal securities laws.[25] Further, the Martin Act does not require "proof of intent to defraud, reliance, or damages" to establish misdemeanor liability; felony liability does require proof of intent but not customer reliance.[26] Unlike the SEC, which only possesses civil litigation… [read post]
31 Jan 2008, 7:40 am
To go from 1 mention to 83, as Morgan Stanley did seems more appropriate for a small bank from Podunk, as opposed to a Wall Street powerhouse. [read post]
24 Jan 2008, 4:30 am
Lees is former director of professional development at Morgan Stanley and former director of human resources for Ernst & Young International. [read post]
23 Jan 2008, 7:22 am
Merrill Lynch lost $8 billion in 2007, Morgan Stanley $3 billion and Bear Stearns $230 million, yet the executives of these companies were showered with billions of dollars in bonuses. [read post]
13 Jan 2008, 10:05 am
Let's start with some data points: Morgan Stanley, Goldman Sachs and Merrill Lynch have issued "recession warnings. [read post]
11 Jan 2008, 10:09 am
AFSCME and the state pension systems for North Carolina and New Jersey targeted financial firms Bear Stearns and JP Morgan Chase on the heels of the SEC's November decision. [read post]
9 Jan 2008, 9:47 am
Banking as a percentage of total revenues kept falling, particularly at firms like Goldman and Morgan Stanley (run by John Mack, fixed income), which had once been pure advisory shops. [read post]
27 Dec 2007, 3:35 am
Grassley's concern that the SEC may have given preferential treatment to John Mack, head of Morgan Stanley, when the SEC investigated possible insider trading at Pequot Capital Management. [read post]
18 Dec 2007, 3:20 pm
Just today China’s SWF poured $5 billion into Morgan Stanley. [read post]
10 Dec 2007, 7:01 pm
In an article entitled "Recession Coming," Morgan Stanley economists Richard Berner and David Greenlaw forecast that the U.S. economy will suffer a mild recession in 2008:We're changing our calls for US growth and monetary policy. [read post]
6 Dec 2007, 8:26 am
During fiscal 2007, the SEC also filed 47 insider-trading cases over suspicious trading before the release of buyout news; those actions included cases against former employees at UBS, Morgan Stanley, and Bear Stearns, Thomsen said. [read post]
3 Dec 2007, 11:18 pm
Investors had said these e-mails could have helped prove their arbitration cases against Morgan Stanley. [read post]
27 Nov 2007, 10:59 am
In this case, Wells Fargo Bank NA filed a stay relief motion as Trustee for Morgan Stanley Capital I, Inc. [read post]
16 Nov 2007, 12:02 am
Suit Claims Morgan Stanley Let Banned Adviser Make Trades
Daily Business Review
A class action lawsuit filed against Morgan Stanley alleges the financial behemoth allowed an investment adviser to trade stocks she was statutorily barred from trading. [read post]
25 Oct 2007, 1:08 am
Morgan Stanley May Face Wave of Suits After Admitting It Withheld E-Mail Evidence
Daily Business Review
Attorneys say they are gearing up to file hundreds of suits against Morgan Stanley for allegedly hiding evidence from clients who filed arbitration claims. [read post]
5 Oct 2007, 1:24 am
Attorney Couple Spared Prison for Insider Trading Scheme Roles
New York Law Journal
Husband-and-wife attorneys Christopher and Randi Collotta, who pleaded guilty earlier this year to insider trading at Morgan Stanley, were spared Thursday from serving time in prison by a sympathetic federal judge. [read post]
