Search for: "Investment Management Advisory Group"
Results 441 - 460
of 1,591
Sorted by Relevance
|
Sort by Date
12 Jan 2011, 5:00 am
If a mutual fund adviser oversees fund portfolios totaling $200 billion in assets, a 1% advisory fee would result in $2 billion per year in management fees. [read post]
1 Aug 2012, 10:02 am
An accurate understanding of the risks and who bears them is critical to understand the risks, opportunities to mitigate risk through effective contracting or other outsourcing, when outsourcing does not effectively transfer risks, where to invest resources for contract, plan or process review and changes or other risk management, and where to expect costs and risks and implement processes and procedures to deal with risks that cannot be outsourced or managed. [read post]
24 Mar 2022, 6:17 am
If you have suffered losses investing in Steadfast Apartment REIT, please contact The White Law Group at 888-637-5510 for a free consultation. [read post]
3 Aug 2023, 7:00 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
23 Mar 2009, 6:42 am
Shareholders also will vote on various management proposals to implement the terms of a March 1 agreement with the federal trustees. [read post]
12 Jan 2011, 8:00 am
For example, in 2004 Janus Capital Management LLC (“JCM”), a wholly-owned subsidiary of Janus Capital Group, Inc. [read post]
23 Jun 2018, 1:00 am
For more information, visit Medina Law Group or Private Client Capital Group. [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs a… [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs a… [read post]
11 Sep 2017, 2:00 pm
Professor Ewelukwa is an active member of the American Bar Association Section on International Law (ABA-SIL) and currently serves as the Co-Chair of the Committee on Investment & Development, the Vice-Chair of the International Intellectual Property Rights Committee, as well as the Vice-Chair of the Committee on Corporate Social Responsibility of the association.Professor Ewelukwa is also an active member of the American Society of International Law (ASIL) and currently serves as the… [read post]
3 Jan 2012, 9:21 pm
F-Squared is a privately held SEC registered investment advisory firm providing investment advisory and portfolio management services for financial professionals, wealth managers, and institutional investors. [read post]
15 Sep 2010, 9:11 am
In a letter to the SEC-CFTC Advisory Committee on Emerging Regulatory Issues, the Managed Funds Association said that the proposed reforms will prevent market disruptions during times of market stress, help restore confidence in the markets and limit harm to investors.The industry would also support refinements to these rules that would address concerns that most trading halts to-date have been triggered by erroneously reported prices, not actual market activity. [read post]
18 Jul 2011, 2:00 am
The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Primo of Foley & Lardner filling you in on the latest developments in the world of investment management. [read post]
21 Dec 2017, 6:00 am
IA-4140 (July 14, 2015) (notice) and IA-4172 (August 14, 2015) (order); Starwood Capital Group Management, LLC, Investment Advisers Act Release Nos. [read post]
20 Nov 2017, 5:11 am
They have an OUTSIDE advisory board. [read post]
28 Jul 2011, 6:29 am
Borzi Says Loopholes & Other Flaws In Existing Regulations Hurt Plans & Their Participants Borzi told the Committee that EBSA believes its rules about the types of advisory relationships that give rise to fiduciary status under the ERISA on the part of those providing investment advice services need to change because “technicalities” and “loopholes” in the current EBSA fiduciary regulations definition of “investment advisor” in… [read post]
5 Dec 2019, 3:43 pm
Please visit our Investment Adviser Practice Group page for more information. [read post]
30 Oct 2011, 1:07 pm
Recently selected for induction as a Fellow in the American College of Employee Benefit Council and for extensive work and accomplishments in the employee benefits area, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA… [read post]
ERISA-DOL Reviews Whether A Retirement Benefit Arrangement Is A Single Employee Pension Benefit Plan
6 Jun 2012, 7:14 am
In Advisory Opinion 2012-03A, the U.S. [read post]
18 Feb 2016, 5:00 am
Asset managers, with day-to-day responsibility for managing investments, are well positioned to influence companies’ long-term performance through stewardship. 7. [read post]
