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15 May 2024, 1:32 pm
Consequently, investors allegedly paid nearly $640,000 in commissions, costs, and margin interest. [read post]
15 May 2024, 11:44 am
Following through on fiduciary duties helps ensure investors are protected from potential conflicts of interest. [read post]
15 May 2024, 8:29 am
This includes settling debts with investors who have agreements with the company. [read post]
15 May 2024, 8:22 am
The rules and guidance are currently limited to UK asset managers and essentially the requirements comprise of two components, naming and marketing requirements so that products cannot be described as having a positive impact on sustainability when they do not and a product labelling regime designed to help investors understand what their money is being used for, based on sustainability goals and criteria and naming. [read post]
15 May 2024, 6:31 am
Gov-lite loans signal significant shifts in the mechanisms of corporate governance and the protective measures for lenders and investors. [read post]
15 May 2024, 6:31 am
Gov-lite loans signal significant shifts in the mechanisms of corporate governance and the protective measures for lenders and investors. [read post]
15 May 2024, 6:00 am
China is the largest foreign investor in Hungary, and the two countries continue to deepen their economic and security ties, despite criticism from Hungary’s NATO allies and the EU. [read post]
15 May 2024, 5:00 am
Ensuring that client assets are invested properly, aligning with the standards of a prudent investor based on the asset amount, age, and relationship to risk. [read post]
15 May 2024, 3:07 am
He notes that the FCA is working closely with the Government as it considers the legislative steps necessary to enable a new regime to be put in place, flagging that any replacement regime will need to give firms flexibility to communicate to investors in ways that recognise the differences between various investment vehicles and gives investors sufficient and meaningful information to inform their decision making. [read post]
15 May 2024, 2:56 am
An explanatory memorandum, published alongside the statutory instrument, explains that given the importance of EEA-authorised funds to UK investors, it was decided that the first jurisdictions to be assessed for equivalence under the OFR should be the EEA states. [read post]
14 May 2024, 9:05 pm
By allowing foreign investors to have observational but non-controlling insight into company operations, board observers could provide non-public information to the foreign investors and help balance the need for foreign capital and expertise with national security considerations. [read post]
14 May 2024, 9:01 pm
These new rules, if enacted, would largely eliminate such guardrails and mark a shift in the balance between investors and CFIUS, in favor of the Committee. [read post]
14 May 2024, 8:00 pm
Please find below the details on the Prize and the members of the Selection Committee: o Eligibility: The Selection Committee will consider publications on inter-State dispute settlement, investor-State dispute settlement, international commercial arbitration, and alternative dispute resolution. [read post]
14 May 2024, 12:39 pm
The proposed rule is going to require more paperwork for low-risk customer/clients/investors. [read post]
14 May 2024, 12:17 pm
Here is a copy of the Order: https://www.sec.gov/files/litigation/admin/2024/ia-6603.pdf In addition, the SEC’s order finds that, in May 2021, Hudson Valley and Conover satisfied a redemption request from one fund investor but did not satisfy several redemption requests submitted at the same time by other fund investors who were Hudson Valley advisory clients. [read post]
14 May 2024, 11:14 am
In fact, the Investor paid the filing fee and attorneys fees for the Bankruptcy Lawyer. [read post]
14 May 2024, 9:13 am
The objective of the Guidelines is to ensure that investors are protected against unsubstantiated or exaggerated sustainability claims in fund names, and to provide asset managers with clear and measurable criteria to assess their ability to use ESG or sustainability related terms in fund names. [read post]
14 May 2024, 7:15 am
”[9] This includes access to poles owned by investor-owned utilities and ILECs in the 27 states with FCC jurisdiction, and likely in most of the other “non-FCC” states. [read post]
14 May 2024, 6:30 am
Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Editor's Note: Sophie Gauthier-Beaudoin is Head of Investor Engagement and Tim Copnell is Chair of the Audit Committee Institute at KPMG in the UK. [read post]
14 May 2024, 6:30 am
Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Editor's Note: Sophie Gauthier-Beaudoin is Head of Investor Engagement and Tim Copnell is Chair of the Audit Committee Institute at KPMG in the UK. [read post]
