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In this post, we focus on a second objection that opponents of these rules have raised: the claim that disclosure rules on political spending will empower shareholders who have special interests, such as pension funds, at the expense of other investors. [read post]
11 Mar 2009, 8:03 am
Furthermore, depending on their relationship with their own investors, some institutional investors (for example, mutual fund managers) may capture only a fraction of the increase in the value of portfolios managed by them that better investor protection would produce. [read post]
7 Mar 2013, 2:38 pm by Michael
Of these, the qualifying investor fund (QIF) is the most widely used. [read post]
1 Mar 2023, 11:45 am by Steve Bainbridge
Unlike traditional value investors, activist funds are willing to be much more involved “hands on” investors. [read post]
13 Jan 2020, 11:05 am by Renae Lloyd
William Glaser, William Glaser finra suit, FINRA award National Planning, securities fraud attorneys,   The post National Planning Corporation to Pay Elderly Investor $2.6 Million appeared first on The White Law Group. [read post]
23 Mar 2020, 5:56 am
Funds offered by Allianz Global Investors, Blackstone, Eaton Vance, and PIMCO were the most likely to support shareholder-proposed ESG resolutions in 2019, voting for these resolutions more than 87% of the time. [read post]
5 Nov 2013, 6:03 am by Adam Gana
These investments do not fit into standard categories such as mutual funds or corporate filings that are overseen by the Securities and Exchange Commission. [read post]
15 May 2021, 6:44 am
This taskforce was created out of the SEC’s concern that asset managers may be misleading investors by marketing certain funds as ESG-friendly but not making investment decisions consistent with such marketing. [read post]
27 Nov 2018, 5:33 am by Doug Cornelius
in Harvard Law School Forum on Corporate Governance and Financial Regulation Do Private Equity Fund Managers Earn Their Fees? [read post]
27 Dec 2022, 10:10 am by The White Law Group
  Further, Coggeshall allegedly used investor funds to trade securities, incurring significant losses, and to pay personal expenses and to make payments to investors. [read post]
5 May 2009, 5:34 am
This means the S corporation must also pay over to the IRS, out of its own funds, 7.65% of the employees wages. [read post]
14 Dec 2016, 6:14 am
This evidence suggests that activist investors play an important role in the market for corporate control. [read post]
1 May 2014, 7:01 am
So the dreary total return of fixed income period could provide an opportunity for unconstrained approach investors. [read post]
17 Nov 2015, 6:18 am
Whether intervention by activist investors, such as hedge funds, is beneficial or detrimental to the shareholders of target firms remains controversial. [read post]
5 Dec 2022, 5:13 am by Geoff Cockrell
They apply this whether their fund has invested in the securities of a limited partnership, a limited liability company or a corporation. [read post]
3 Mar 2019, 2:40 pm by Eric C. Chaffee
If institutional investors such as investment advisers to mutual funds have a fiduciary... [read post]
12 May 2009, 10:25 am
Smarting from deep losses, pension funds are preparing to assert more influence as shareholders, says Colin Melvin, the chief executive of Hermes Equity Ownership Services, a firm that advises institutional investors on responsible investment and corporate governance. [read post]
3 Jul 2019, 1:29 pm by Eric C. Chaffee
If institutional investors such as investment advisers to mutual funds have a fiduciary... [read post]
13 May 2009, 1:23 pm
Quality of the strategy, idea generation, execution and trading, mid and back office, systems, counterparty management, liability management, corporate governance, investor management, all matter and matter more than they ever did 2 years ago when investors were happy to fund a business plan with two phone lines and a credit line. [read post]
30 May 2023, 6:31 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]