Search for: "JPMorgan Securities"
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2 Jul 2013, 9:50 am
JPMorgan Chase & Co., 460 B.R. 84 (S.D.N.Y. 2011). [read post]
27 Jun 2013, 6:30 am
JPMorgan Chase & Co., No. 11-5044 (2d Cir. [read post]
30 May 2013, 2:35 pm
The answer lies in the SEC’s oversight and regulation function of the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. [read post]
30 May 2013, 6:04 am
Comey, James Comey, JPMorgan Chase, Morning Docket, NASDAQ, SEC, Securities and Exchange Commission, Six Flags, Total Oil [read post]
29 Apr 2013, 7:45 am
Judge Pfaelzer held that a reasonable investor in Countrywide securities could have sued before May 22, 2008, and therefore a reasonably diligent investor should have discovered alleged misstatements in the offering documents before that date. [read post]
12 Apr 2013, 5:40 am
JPMorgan Chase Bank, NA purportedly holds or services the first priority security deed. [read post]
12 Apr 2013, 4:40 am
JPMorgan Chase Bank, NA purportedly holds or services the first priority security deed. [read post]
4 Apr 2013, 7:00 am
The proposal aims to provide a more secure legal regime for deposits. [read post]
22 Mar 2013, 6:12 am
But it had been shared in advance with counsel for JPMorgan, the administrative agent for secured parties in both deals. [read post]
20 Mar 2013, 4:44 pm
Last fall, the American Banker reported that Mississippi Attorney General Jim Hood was looking at JPMorgan Chase’s debt sales practices. [read post]
9 Jan 2013, 6:36 pm
Morgan) (see Eric Dash, JPMorgan Settles Bond Bid-Rigging Case for $211 Million, New York Times, July 7, 2011), confession of money laundering (HSBC) (Richard Blackden, HSBC's 'money-laundering' apology, Telegraph (UK), July 12, 2012), and settlement of money laundering charges (Standard Chartered) (Jessica Silver Greenberg, , Regulator Says British Bank Helped Iran Hide Deals, New York Times, Aug. 6, 2012).In Libya for example, an astounding sum of $200 billion was allegedly diverted… [read post]
25 Nov 2012, 11:37 am
JPMorgan Chase, for example, owns just over a million shares, and Goldman Sachs owns just under a million. [read post]
6 Nov 2012, 2:13 pm
Barack Obama University of California $1,092,906 Microsoft Corp $761,343 Google Inc $737,055 US Government $627,628 Harvard University $602,992 Mitt Romney Goldman Sachs $994,139 Bank of America $921,839 Morgan Stanley $827,255 JPMorgan Chase & Co $792,147 Credit Suisse Group $618,941 Sector Totals Barack Obama (D) Agribusiness $1,881,709 Communications/ Electronics $18,885,143 Construction $3,723,263 Defense $985,575 Energy & Natural Resources $2,172,790 Finance, Insurance &… [read post]
2 Nov 2012, 11:52 am
As a result, Dodd-Frank now requires municipal financial advisors to file with the Securities and Exchange Commission (SEC) and to comply with a fiduciary duty to respect the best interests of the taxpayers and the municipal client. [read post]
29 Oct 2012, 8:37 am
Early this month, the New York Attorney General Eric Schneiderman, filed suit against JPMorgan Chase (formerly known as Bear Sterns & Co.) and EMC Mortgage LLC for misleading investors as to the riskiness of the Mortgage Backed Securities. [read post]
29 Oct 2012, 8:37 am
Early this month, the New York Attorney General Eric Schneiderman, filed suit against JPMorgan Chase (formerly known as Bear Sterns & Co.) and EMC Mortgage LLC for misleading investors as to the riskiness of the Mortgage Backed Securities. [read post]
24 Oct 2012, 11:08 am
Borrowers Over Allegedly Discriminating Lending Practices, Institutional Investor Securities Blog, December 21, 2011 JPMorgan Chase Must Pay Oil Heiress’s Trust $18M For Derivatives Investments, Account Mismanagement, and Unsuitable Investment Advice, Stockbroker Fraud Blog, October 12, 2012 [read post]
17 Oct 2012, 10:49 am
For security incidents that result in a data breach – where customers’ information is put at risk, government regulations and industry guidelines often dictate what the company must disclose. [read post]
15 Oct 2012, 1:49 pm
In 2004 Bank One Corp. merged with JPMorgan and the bank managed the trust for two more years after that. [read post]
3 Oct 2012, 12:37 pm
Time limitations with respect to asset-backed securities are beginning to bar claims. [read post]
