Search for: "LIQUIDITY SERVICES, INC." Results 441 - 460 of 1,521
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1 Feb 2019, 6:05 am
Barry, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, January 27, 2019 Tags: Equity-based compensation, Executive Compensation, Incentives, Institutional Investors, institutional Shareholder Services Inc. [read post]
24 Jan 2019, 12:46 pm by Silver Law Group
(CRD #24228), also of Orlando, TD Waterhouse Investor Services, Inc. [read post]
28 Dec 2018, 4:04 pm
On July 22, 1998, Alice Kimble signed a “Numbered Account Agreement” that directed UBS physically to retain all correspondence about the UBS account at the bank in Switzerland and paid a fee for that service. [read post]
26 Dec 2018, 4:31 am by Andrew Lavoott Bluestone
, Lipton, Rosen & Katz v CVR Energy, Inc., 143 AD3d 648, 648-649 [I st Dept 2016]). [read post]
30 Nov 2018, 9:42 am by admin
Said accounts managed by OptionSellers were forced to be liquidated because of natural-gas volatility, according to a spokesman for INTL FC Stone. [read post]
30 Nov 2018, 6:06 am
Posted by Patrick McCabe (Board of Governors of the Federal Reserve System), on Thursday, November 29, 2018 Tags: Asset management, Exchange-traded funds, Index funds, Institutional Investors, Liquidity, Market conditions, Market reaction, Mutual funds, Risk, Shocks, Stock performance Delaware Law Status of Bylaws Regulating Litigation of Federal Securities Law Claims Posted by Lawrence A. [read post]
15 Nov 2018, 6:21 am by admin
Scalese was registered with Summit Brokerage Services, Inc. in Dunmore, PA from March 29, 2010 until November 2, 2012, FINRA notes, and also worked with NFP Securities, Inc. in Dickson City, PA from April 6, 2006 until March 31, 2010. [read post]
11 Nov 2018, 9:50 am by Camilla Alexandra Hrdy
 as to the affiliation, connection, or association of such person with another person, or as to the origin, sponsorship, or approval of his or her goods, services, or commercial activities by another person ... [read post]
18 Oct 2018, 7:57 am by John Jascob
” The court went on to explain: “… the costs of collecting and distributing market data can indicate whether an exchange is taking ‘excessive profits’ or subsidizing its service with another source of revenue, as the SEC has recognized” (citing an SEC concept release). [read post]
10 Oct 2018, 5:07 pm by Sabrina I. Pacifici
United States Fish and Wildlife Service Case: Air and Liquid Systems Corp. v DeVries Case: Apple Inc. v. [read post]
8 Oct 2018, 6:55 pm by Kenneth Vercammen Esq. Edison
Medical expenses can be deducted in the inheritance tax.Under United States Supreme Court Case, Tulsa Professional Collection Services, Inc., v. [read post]
2 Oct 2018, 10:39 am by Holland & Hart
On September 28, 2018, the EEOC filed a complaint in the federal court in Wyoming alleging that Interim Healthcare of Wyoming, Inc. [read post]