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24 Oct 2022, 3:44 am
Accessing FINRA Test Center Launch Codes With Colonel Mustard (BrokeAndBroker.com Blog)The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESFormer Credit Union employee who repeatedly stole from elderly woman’s account sentenced to a year in prison / Over three years he stole more than $129,000 for his personal… [read post]
24 Oct 2022, 3:44 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6731/securities-industry-commentator/FINRA Taxonomy News Release Isn't Newsworthy (BrokeAndBroker.com Blog)Accessing FINRA Test Center Launch Codes With Colonel Mustard (BrokeAndBroker.com Blog)The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade… [read post]
24 Oct 2022, 3:44 am
The Problem for A Merrill Lynch Registered Rep Seeking the Expungement of a Settled FINRA Arbitration (BrokeAndBroker.com Blog)TD Ameritrade Customer Loses Incorrect Address FINRA Arbitration(BrokeAndBroker.com Blog)DOJ RELEASESThree Men Convicted of $1 Million 'Upfront-Fee' Scheme (DOJ Release)Former Raleigh Investment Advisor Found Guilty in Healthcare Fraud that Targeted the Elderly and Disabled (DOJ Release)Sarasota Man Sentenced To 23 Years In Federal Prison For Running $80… [read post]
23 Oct 2022, 6:43 pm
I am delighted to share with those interested a discussion draft of my essay: The Imaginaries of Regulatory Spaces in an Age of Administrative Discretion: Social Credit ‘in’ or ‘as’ the Cage of Regulation of Socialist Legality. [read post]
13 Oct 2022, 6:05 am
A recent account of Russian torture caught my eye. [read post]
12 Oct 2022, 12:22 pm
The 9/11 lawyers at Hansen & Rosasco, LLP have helped past and current employees of the following downtown Manhattan companies win their 9/11 VCF claims: Goldman Sachs Morgan Stanley Marsh & McLennan Companies Merrill Lynch Bank of New York Mellon AIG (American International Group) New York Stock Exchange (NYSE) American Stock Exchange New York Mercantile Exchange (NYMEX) Federal Reserve Lehman Brothers Standard & Poor’s Bank of America Port Authority of New… [read post]
11 Oct 2022, 4:40 am
UTK Campus Ombudsperson, Lisa Yamagata-Lynch, and Associate Ombudsperson, Brooke Wichmann, have released their annual report for the 2022 fiscal year. [read post]
9 Oct 2022, 2:17 pm
Lynch Communication Sys., Del. [read post]
7 Oct 2022, 12:37 pm
CYES is an investment strategy marketed and sold by several brokerage firms including Merrill Lynch, Morgan Stanley and JP Morgan that targeted high income investors and was touted as a market-neutral strategy and a “safe” investment. [read post]
7 Oct 2022, 8:42 am
Are you old enough to remember Peter Lynch? [read post]
7 Oct 2022, 8:31 am
Merrill Lynch offers the “Client Transition Program. [read post]
7 Oct 2022, 4:00 am
National/Federal DataVault Requests US Election Agency’s Advice to Send NFTs as a Campaign Fundraising Incentive Cointelegraph – Turner Wright | Published: 10/4/2022 The legal team behind nonfungible token (NFT) firm DataVault Holdings requested an advisory opinion from the FEC on using NFTs for campaign fundraising efforts. [read post]
4 Oct 2022, 4:00 am
David Goodman (New York Times) for Yahoo News Massachusetts: “Former State Police Union Boss Dana Pullman and Former Lobbyist Anne Lynch Face Trial for Alleged Kickback Schemes” by Shelly Murphy (Boston Globe) for MSN New Mexico: “NM Sen. [read post]
30 Sep 2022, 4:37 pm
Bush, and former Attorney General Loretta Lynch, who served under President Barack Obama. [read post]
30 Sep 2022, 4:00 am
Trump Objects to Verifying List of Property Seized from Florida Estate – Court Filing Reuters – Jacqueline Thomsen and Sarah Lynch | Published: 9/29/2022 Lawyers for former President Trump are resisting a federal judge’s instruction to submit a sworn declaration on whether they believe the government’s list of property taken from Trump’s Florida estate is accurate. [read post]
29 Sep 2022, 12:45 pm
Crabtree of Merrill Lynch Allegedly Defrauded his Advisory Client appeared first on The White Law Group. [read post]
28 Sep 2022, 10:00 pm
Partners Levi McAllister and Sheila Armstrong and Senior Director Timothy Lynch wrote an article for Law360 covering key considerations for companies and individuals looking to use federal funding meant to encourage the adoption of electric vehicles. [read post]
28 Sep 2022, 10:00 pm
Partners Levi McAllister and Sheila Armstrong and Senior Director Timothy Lynch wrote an article for Law360 covering key considerations for companies and individuals looking to use federal funding meant to encourage the adoption of electric vehicles. [read post]
28 Sep 2022, 10:00 pm
Partners Levi McAllister and Sheila Armstrong and Senior Director Timothy Lynch wrote an article for Law360 covering key considerations for companies and individuals looking to use federal funding meant to encourage the adoption of electric vehicles. [read post]
28 Sep 2022, 10:00 pm
Partners Levi McAllister and Sheila Armstrong and Senior Director Timothy Lynch wrote an article for Law360 covering key considerations for companies and individuals looking to use federal funding meant to encourage the adoption of electric vehicles. [read post]
