Search for: "MARY SCHAPIRO"
Results 441 - 460
of 901
Sorted by Relevance
|
Sort by Date
16 Jan 2009, 7:57 am
Maybe Mary Schapiro will add that to her long list of things to take a closer look at following her confirmation. [read post]
25 Aug 2009, 5:41 am
SEC Chairman Mary Schapiro said she hopes the joint meetings will help "increase transparency, reduce regulatory arbitrage and rebuild confidence in our markets. [read post]
30 Jul 2010, 12:17 pm
The staff report by the SEC's Life Settlements Task Force, which SEC Chairman Mary Schapiro established in August 2009, notes that the market for life settlements has grown over the past decade, raising questions about its regulation and oversight. [read post]
29 Sep 2010, 1:01 pm
Current SEC Chair Mary Schapiro, in her hearings to be appointed to the SEC, said IFRS would be a “race to the bottom. [read post]
7 Mar 2012, 1:00 pm
” To read SEC Chairman Mary Schapiro’s testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives, click here. [read post]
10 Nov 2011, 9:56 am
"SEC Chairman Mary L. [read post]
5 Jul 2012, 8:29 am
On June 22, 58 members of Congress sent a letter to SEC Chairman Mary Schapiro urging the Commission to either schedule a vote on both rules by July 1, or to respond in writing by June 29 explaining the long delay and definitive date for a vote. [read post]
15 Oct 2010, 12:10 pm
According to SEC Chairman Mary Schapiro, "[t]his interim final rule provides a means for the Commission to gain a better understanding of the security-based swap markets, including their size and scope". [read post]
20 Aug 2012, 7:51 am
The DealFlow Report also mentioned that three Republican Senators have written to SEC Chairman Mary Schapiro imploring her to use “reasonable steps” to require issuers to verify the accredited status of a purchaser in a Regulation D offering with general solicitation. [read post]
25 Jun 2009, 7:40 am
SEC Chairman Mary Schapiro has called for companies to provide more disclosure on director qualifications and the firm's reasons for selecting its board leadership structure. [read post]
24 Feb 2009, 11:44 am
New SEC Chairman Mary Schapiro issued a statement saying she is pleased Khuzami is coming on board ‘’in such an important role at this crucial time.'’ Anthony Ricco, a lawyer who opposed Khuzami in a World Trade Center case, told Bloomberg News that Khuzami will take an active role in his new job. [read post]
18 Dec 2009, 7:00 am
According to SEC Chairman Mary Schapiro, "[t]hese new rules will apply additional safeguards where the safeguards are needed most - that is, where the risk of fraud is heightened by the degree of control the adviser has over the client’s assets. [read post]
15 Apr 2011, 12:00 pm
Notable discussions included: (1) SEC Chairman Mary Schapiro’s response to Congressman Darrell Issa regarding capital formation and IPOs; (2) Proxy mechanics, such as the regulation of proxy advisory firms and proxy fees; (3) Observations with compliance, during the current proxy season, regarding new Say-on-Pay disclosure requirements. [read post]
18 May 2011, 5:17 pm
Grassley (R-IA) recently released a letter to Mary Schapiro, the Chairman of the Securities and Exchange Commission (SEC) expressing his "serious concerns" with the Proposed Rules for implementing the whistleblower provisions of Dodd-Frank. [read post]
15 Dec 2011, 7:09 am
The legislation also rescinds $25 million from the new Dodd-Frank mandated reserve fund, which Committee Chair Hal Rogers called a slush fund for the SEC for programs that Congress has not approved.In testimony earlier this year before the Senate Banking Committee, SEC Chair Mary Schapiro noted that the Dodd-Frank reserve fund would allow the SEC to respond to unexpected market events, invest in multi-year IT projects, and manage authorized programs during continuing resolutions. [read post]
15 Jul 2010, 11:47 am
Schapiro. [read post]
17 Mar 2012, 4:37 am
Prompted by a series of letters in the spring of 2011 between Rep Darrell E. lssa (R-CA), Chairman of the House Committee on Oversight and Government Reform, and Mary L. [read post]
27 Mar 2009, 1:49 pm
Said SEC Chairwoman Mary Schapiro, "it is critical that we bring increased transparency to credit default swaps by developing efficient and effective oversight of credit default swap clearing agencies. [read post]
1 Dec 2011, 5:20 am
” Fred Siegel is interviewed by Matthew Kaminski on New York City and public sector unions as the “New Tammany Hall” [WSJ] SEC chief Mary Schapiro says firing failed employees would “harm” the agency [Mark Calabria, Cato]. [read post]
12 Jun 2012, 6:04 am
In a letter to SEC Chair Mary Schapiro, the Senator said that he is troubled by news reports showing that between the time of the May 7 announcement and a Vertex correction of May 29th, five Vertex executives and two directors old off millions of dollars of Vertex shares. [read post]
