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18 Apr 2011, 1:30 pm
Last week, Mary Schapiro, the Chairman of the SEC, announced that the SEC plans to review the impact of its regulations on capital formation for small businesses. [read post]
18 Apr 2011, 2:46 am
Mailed: March-April Issue of The Corporate Counsel The March-April Issue of The Corporate Counsel includes pieces on: - Today's Marketplace for Securities of Pre-Public Companies - Mary Schapiro's April 6 Letter to Congress - The Big Banks' Loss Contingency Disclosure Approach--Will it Satisfy the SEC (and FASB)? [read post]
15 Apr 2011, 12:00 pm
Notable discussions included: (1) SEC Chairman Mary Schapiro’s response to Congressman Darrell Issa regarding capital formation and IPOs; (2) Proxy mechanics, such as the regulation of proxy advisory firms and proxy fees; (3) Observations with compliance, during the current proxy season, regarding new Say-on-Pay disclosure requirements. [read post]
13 Apr 2011, 3:16 pm
Jim McRitchie, a shareholder activist, an ally of Chevedden, and the publisher of the CorpGov.net Web site, has written to SEC Chairman Mary Schapiro to express his concern. [read post]
13 Apr 2011, 8:43 am
SEC Chair Mary Schapiro said that the SEC and CFTC are very focused on joint rulemaking. [read post]
13 Apr 2011, 6:30 am
Most notably those steps include: • A clear statement from SEC Chairman Mary Schapiro that companies need to make engagement a priority; • Guidance from the staff of the Division of Corporation Finance that meetings between corporate directors and shareholders are not prohibited by Regulation FD; and • A section in the SEC’s recent concept release on the U.S. proxy voting system dedicated to exploring ways to improve shareholder communications and participation… [read post]
12 Apr 2011, 2:03 pm
SEC Chairman Mary L. [read post]
12 Apr 2011, 8:00 am
SEC Chairman Mary Schapiro’s letter to Rep. [read post]
11 Apr 2011, 8:18 am
We have now received a copy of the letter that SEC Chairman Mary Schapiro sent to Rep. [read post]
11 Apr 2011, 6:12 am
This possibility, and all of the recent press addressing it, arises from a letter SEC Chairman Mary Schapiro released on April 6. [read post]
11 Apr 2011, 6:00 am
A couple pieces in the WSJ and VentureBeat over the weekend overstate the significance of references to crowdfunding in SEC Chairman Mary Schapiro's April 6 letter to Representative Darrell Issa. [read post]
11 Apr 2011, 3:50 am
Apparently Chairman Schapiro’s response to Rep. [read post]
10 Apr 2011, 8:54 am
More on the exchange of letters between Representative Darrell Issa and SEC Chairman Mary Schapiro . . . [read post]
9 Apr 2011, 10:00 am
As I noted here and in GeekWire yesterday, SEC Chairman Mary Schapiro sent a letter this week to Representative Darrell Issa in which she discussed possible reforms being discussed within the SEC over rules that impact how startups raise capital. [read post]
8 Apr 2011, 2:55 pm
Darrell Issa (R-CA), Chair of the House Oversight Committee, SEC Chair Mary Schapiro said that the Commission will review its capital formation regulations with an eye to reducing the burden of unnecessary regulations on companies seeking access to the US capital markets. [read post]
7 Apr 2011, 9:59 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, the Chairs of the principal Congressional committees overseeing the implementation of the Dodd-Frank Act reiterated the critical importance of establishing a regulatory regime that will not create economic disincentives for end-users to access the derivatives markets. [read post]
1 Apr 2011, 10:43 am
It is completely understandable that some people -- actually quite a few people, I believe -- think that Mary Schapiro, on whose watch this position was taken, should be dismissed. [read post]
30 Mar 2011, 4:40 pm
.), the House Financial Services Committee chairman, have sent a letter to US Securities and Exchange Commission Chairman Mary Schapiro asking her about Boston Consulting Group Inc. [read post]
30 Mar 2011, 3:52 pm
In a letter to SEC Chair Mary Schapiro, House Oversight Committee Chair Darrell Issa asked that the Commission consider whether its current regulations and actions contribute to the decline of capital formation. [read post]
30 Mar 2011, 11:32 am
Is SEC Chair Mary Schapiro too nice? [read post]
